Brennen Ramos
Professional summary
Brennen Ramos, who also goes by Brennen J. Ramos, is a registered financial advisor currently at LONGWAVE FINANCIAL LLC located in New York, New York and ROOT FINANCIAL PARTNERS located in White Plains, New York.
Brennen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Brennen has worked at 5 firms and has passed the Series 65, Series 66, Series 31, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brennen Ramos's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2023 - Present
LONGWAVE FINANCIAL LLC
Office #1: 420 Lexington Ave, Suite 845 Suite 845, New York, NY 10170June 11, 2025 - Present
ROOT FINANCIAL PARTNERS
March 1, 2022 - June 9, 2025
COMMONWEALTH FINANCIAL NETWORK
October 5, 2021 - June 9, 2025
COMMONWEALTH FINANCIAL NETWORK
June 20, 2019 - October 5, 2021
LAZARD ASSET MANAGEMENT SECURITIES LLC
September 14, 2017 - May 23, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 24, 2017 - May 23, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ROOT FINANCIAL PARTNERS
CRD#: 290289 / SEC#: 801-125945
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/11/2025)
(4/19/2023)
Exams
Current Firm
ROOT FINANCIAL PARTNERS
CRD#: 290289 / SEC#: 801-125945
Contact information
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,597 |
| AUM (Assets Under Management) | $ 1,106,417,268 |
Red Flags
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