KM
Kevin C. Moody
EAGLESTONE WEALTH ADVISORS
Rockville, MD 20852
Some features on this profile are disabled
CRD#: 6801442
KM
Professional summary
Kevin C Moody, AIF®, who also goes by Kevin Moody, is a registered financial advisor currently at EAGLESTONE WEALTH ADVISORS, INC. located in Rockville, Maryland and ONYX BRIDGE WEALTH GROUP LLC located in Rockville, Maryland.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Kevin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin Moody
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EAGLESTONE WEALTH ADVISORS LLC-INVESTMENT RELATED; 1101 WOOTTON PKWY STE 400 ROCKVILLE MD 20852; INVESTMENT ADVISORY FIRM; SENIOR INVESTMENT ADVISOR; RECOMMENDING INVESTMENT PRODUCTS AND SERVICES THAT ARE SUITABLE FOR PROSPECTS AND CLIENTS BASED ON THEIR OBJECTIVES, RESOURCES, TIME HORIZON, RISK PROFILE AND PREFERENCES 160 HRS MONTHLY AND 6.5 HRS DAILY, 01/2022 2) Emerson Equity (BD) Registered Representative; Address: 155 Bovet Road, Suite 725, San Mateo, CA 94402; Duties/Nature of Business: Actively monitor the market in terms of trading. Maintain our book of business and ensure everything is up to date; Number of Hours Per Month During Trading Hours: 6 HOURS PER DAY/130 HOURS PER MONTH; Number of Hours Per Month During Non Trading Hours: 1 HOUR PER DAY/30 HOURS PER MONTH 3) Fixed Insurance; Investment Related; 1101 Wootton Parkway, Suite 400, Rockville, Maryland; Fixed/Traditional Insurance; Agent; Start Date: 9/2025; hrs/mth: 4; hours during trading: 4; Duties: Sales of Fixed/Traditional Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Kevin C Moody's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 27, 2022 - Present
EAGLESTONE WEALTH ADVISORS, INC.
Office #1: 1101 Wootton Parkway Suite 400, Rockville, MD 20852RIA
CRD#: 141014
Rockville, MD
Current
September 18, 2025 - Present
ONYX BRIDGE WEALTH GROUP LLC
Office #1: 1101 Wootton Parkway Suite 980, Rockville, MD 20852RIA
CRD#: 306097
Rockville, MD
Current
May 25, 2023 - Present
EMERSON EQUITY LLC
Office #1: 1101 Wootton Pkwy Suite 400, Rockville, MD 20852RIA
BD
CRD#: 130032
Rockville, MD
Past
January 19, 2022 - May 25, 2023
DAI SECURITIES, LLC
BD
CRD#: 36673
Rockville, MD
Past
August 24, 2017 - January 18, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
OLNEY, MD
Past
July 18, 2017 - January 18, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
OLNEY, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OB
ONYX BRIDGE WEALTH GROUP LLC
CORNERSTONE WEALTH MANAGEMENT | THE GILMAN FINANCIAL GROUP | ONYX BRIDGE WEALTH GROUP LLC | JMC EMPIRE, LLC
CRD#: 306097 / SEC#: 801-118022
RIA
Registered Investment Advisory firm - (2/6/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/7/2025)
RR
Florida(8/7/2025)
IAR
Maryland(1/27/2022)
RR
Maryland(5/25/2023)
RR
North Carolina(8/14/2025)
RR
North Dakota(8/8/2025)
RR
Pennsylvania(9/3/2025)
RR
Virginia(9/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OB
ONYX BRIDGE WEALTH GROUP LLC
CORNERSTONE WEALTH MANAGEMENT | THE GILMAN FINANCIAL GROUP | ONYX BRIDGE WEALTH GROUP LLC | JMC EMPIRE, LLC
CRD#: 306097 / SEC#: 801-118022
RIA
Registered Investment Advisory firm - (2/6/2020 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
120 White Plains Road Suite 115, Tarrytown, NY 10591
Mailing Address
Phone number
(914) 909-6699
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,852 |
| AUM (Assets Under Management) | $ 1,000,901,317 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
