Nicholas J. Pinelli
JACKSONVILLE WEALTH MANAGEMENT
Jacksonville, FL 32216
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CRD#: 6800695
Professional summary
Nicholas Joseph Pinelli, CFP®, who also goes by Nick Pinelli, is a registered financial advisor currently at JACKSONVILLE WEALTH MANAGEMENT located in Jacksonville, Florida and LPL FINANCIAL LLC located in Jacksonville, Florida.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Nicholas has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Pinelli
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 5/30/2018 - Jacksonville Wealth Management - Investment Related - At Reported Business Location(s) 0 DBA for LPL Business (entity for LPL business) - Started 05/14/2018 - 28 Hours Per Month During/6.5 Hours Securities Trading - Time Spent 100%. 2. 5/4/2021 - Jacksonville Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Operations Manager - Started 03/31/2021 and Financial Advisor - Started 02/2024 - 160 Hours Per Month/130 Hours During Securities Trading - I provide administrative support to Jacksonville Wealth Management, LLC, an independent investment advisor firm and serve as an investment adviser representative. I started this business activity 03/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPDfirm is separate from and independent of LPL Financial. 3. 11/2018 - Licensed Insurance Agent - Investment Related - At Reported Business Location(s) - Insurance Agent - Start Date - 11/2018 - 2 Hours Per Month/ 0 Hours During Securities trading.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Joseph Pinelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
March 29, 2021 - Present
JACKSONVILLE WEALTH MANAGEMENT
Office #1: 8075 Gate Parkway West Suite #101, Jacksonville, FL 32216RIA
CRD#: 309312
Jacksonville, FL
Current
July 30, 2018 - Present
LPL FINANCIAL LLC
Office #1: 8075 Gate Parkway W. Ste 101, Jacksonville, FL 32216RIA
BD
CRD#: 6413
Jacksonville, FL
Past
July 22, 2019 - April 12, 2021
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Jacksonville, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
JACKSONVILLE WEALTH MANAGEMENT
JACKSONVILLE WEALTH MANAGEMENT | JACKSONVILLE WEALTH MANAGEMENT, LLC
CRD#: 309312 / SEC#: 801-120427
RIA
Registered Investment Advisory firm - (3/5/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/30/2018)
IAR
Florida(3/29/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
JACKSONVILLE WEALTH MANAGEMENT
JACKSONVILLE WEALTH MANAGEMENT | JACKSONVILLE WEALTH MANAGEMENT, LLC
CRD#: 309312 / SEC#: 801-120427
RIA
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Contact information
Main Address
8075 Gate Parkway West Suite #101, Jacksonville, FL 32216
Mailing Address
Phone number
(904) 923-7526
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,841 |
| AUM (Assets Under Management) | $ 434,636,132 |
Red Flags
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Company Information
JACKSONVILLE WEALTH MANAGEMENT
CRD#: 309312Jacksonville, FL 32216TRUST BUT VERIFY
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