Patrick D. Lyman
SEQUOIA WEALTH MANAGEMENT
Barrington, IL 60010
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CRD#: 6800182
Professional summary
Patrick Dennis Lyman, CFP®, who also goes by Patrick Lyman, is a registered financial advisor currently at SEQUOIA WEALTH MANAGEMENT, LLC located in Barrington, Illinois and LPL FINANCIAL LLC located in Barrington, Illinois.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Patrick has worked at 2 firms and has passed the Series 66, SIE and Series 7TO exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick Lyman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)08/19/2020 - Sequoia Financial Planning - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2020 - 128 hr/mth 2)08/19/2020 - Sequoia Financial Network - Insurance Agency - inv rel - at reported business location(s) - start: 08/2020 - 16 hr/mth _ INSURANCE AGENT 3)9/2/2020 - Sequoia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Started 8/17/2020 - 16 Hours Per Month/4 Hours During Securities Trading - Time Spent 10% - I provide administrative support to Sequoia Wealth Management, an independent investment advisor firm. I started this business activity in 8/2020. I expect to spend approximately 16 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4)6/3/2021 - TutorMe - Not Investment Related - Other-Tutoring - Start Date: 4/19/2021 - 16 Hours Per Month/8 Hours During Securities Trading - Online tutor in subjects such as economics, math, and beginners finance. 5) BNI - Referral Champions non-profit Board Member/President not investment related since 10/2023 6) Chicago Illini Club Non-Profit Board Member/Director Not Investment Related Since 02/2022 7) LPL Financial Broker Dealer Registered Representative Since 08/2020 Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Dennis Lyman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
April 28, 2021 - Present
SEQUOIA WEALTH MANAGEMENT, LLC
Office #1: 200 Applebee St Suite 208, Barrington, IL 60010RIA
CRD#: 170543
Barrington, IL
Current
September 30, 2020 - Present
LPL FINANCIAL LLC
Office #1: 200 Applebee St Ste 208, Barrington, IL 60010RIA
BD
CRD#: 6413
Barrington, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SEQUOIA WEALTH MANAGEMENT, LLC
ADVANTAGE FINANCIAL SERVICES GROUP | SEQUOIA WEALTH MANAGEMENT, LLC | SEQUOIA WEALTH MANAGEMENT | SEQUOIA FINANCIAL PLANNING | REGENCY WEALTH MANAGEMENT | PLANSMART FINANCIAL SERVICES | PEGASUS WEALTH STRATEGIES | ODE FINANCIAL SERVICES | MOONEY LYONS FINANCIAL SERVICES | MOONEY LYONS | JPV FINANCIAL | JMC WEALTH MANAGEMENT | IRONWOOD FAMILY WEALTH ADVISORS | DEB FINANCIAL | CPM FINANCIAL SERVICES | ANDERSON INVESTMENT CONSULTING & SERVICES | AMBASSADOR CONSULTING AND WEALTH MANAGEMENT
CRD#: 170543 / SEC#: 801-80362
RIA
Registered Investment Advisory firm - (10/1/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(9/30/2020)
IAR
Illinois(4/28/2021)
RR
Tennessee(8/31/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/1/2020
General Securities Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
SW
SEQUOIA WEALTH MANAGEMENT, LLC
ADVANTAGE FINANCIAL SERVICES GROUP | SEQUOIA WEALTH MANAGEMENT, LLC | SEQUOIA WEALTH MANAGEMENT | SEQUOIA FINANCIAL PLANNING | REGENCY WEALTH MANAGEMENT | PLANSMART FINANCIAL SERVICES | PEGASUS WEALTH STRATEGIES | ODE FINANCIAL SERVICES | MOONEY LYONS FINANCIAL SERVICES | MOONEY LYONS | JPV FINANCIAL | JMC WEALTH MANAGEMENT | IRONWOOD FAMILY WEALTH ADVISORS | DEB FINANCIAL | CPM FINANCIAL SERVICES | ANDERSON INVESTMENT CONSULTING & SERVICES | AMBASSADOR CONSULTING AND WEALTH MANAGEMENT
CRD#: 170543 / SEC#: 801-80362
RIA
Registered Investment Advisory firm - (10/1/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Applebee St Suite 208, Barrington, IL 60010
Mailing Address
Phone number
(847) 310-5900
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,698 |
| AUM (Assets Under Management) | $ 514,331,206 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SEQUOIA WEALTH MANAGEMENT, LLC
CRD#: 170543Barrington, IL 60010TRUST BUT VERIFY
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