RB
Raymond Boyum
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Cedar Rapids, IA 52404
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CRD#: 6797038
RB
Professional summary
Raymond Boyum, who also goes by Ray Boyum, Raymond George Boyum, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Cedar Rapids, Iowa and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Cedar Rapids, Iowa.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Raymond has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ray Boyum | Raymond George Boyum
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BOYUM INVESTMENT SERVICES, 3720 QUEEN COURT SW STE 6 CEDAR RAPIDS IA, 10/2020, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2020, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 80 HR/MO TRADING 3) APEX FINANCIAL GROUP, 204 GLENN STREET SOUTHEAST SUITE 2 MOUNT VERNON IA, 01/2023, OWNER, BUSINESS ENTITY, NIR, 100 HR/MO 80 HR/MO TRADING 4) IOWA CITY SCHOOL DISTRICT, 1400 DUBUQUE ST NE NORTH LIBERTY IA, 08/2024, COACH, YOUTH SPORTS, NIR, 12 HR/MO 0 HR/MO TRADING 5) APEX FINANCIAL GROUP, 3720 Queen CT SW Suite 6, Cedar Rapids IA 52404, United States, 01/01/2023, Owner, DBA Name, NIR, 40 HR/MO - 30 HR/MO TRADING 6) MOUNT VERNON INVESTMENT CENTER, 204 Glenn Street Suite 2, Mount Vernon IA 52314, United States, 01/01/2023, Owner, DBA Name, INV REL, 40 HR/MO - 30 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Boyum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 23, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 3720 Queen Ct Sw Ste 6, Cedar Rapids, IA 52404Office #2: 204 Glen St. Se Suite 2, Mount Vernon, IA 52314RIA
CRD#: 134139
Cedar Rapids, IA
Current
September 28, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #2: 204 Glenn St. Southeast Suite 2, Mount Vernon, IA 52314BD
CRD#: 39543
CEDAR RAPIDS, IA
Past
September 7, 2018 - September 10, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
CORALVILLE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2021)
RR
Arkansas(1/3/2023)
RR
California(11/30/2020)
RR
Colorado(1/4/2021)
RR
Florida(1/4/2021)
RR
Georgia(1/4/2021)
RR
Hawaii(12/26/2024)
RR
Illinois(1/4/2021)
RR
Iowa(9/28/2020)
IAR
Iowa(11/23/2020)
RR
Kansas(1/4/2021)
RR
Maine(1/4/2021)
RR
Massachusetts(1/4/2021)
RR
Minnesota(1/4/2021)
RR
Missouri(1/4/2021)
RR
Nebraska(1/4/2021)
RR
Nevada(12/26/2024)
RR
New Mexico(1/3/2023)
RR
North Carolina(1/4/2021)
RR
North Dakota(1/4/2021)
RR
Oklahoma(1/4/2021)
RR
South Carolina(1/4/2021)
RR
South Dakota(7/29/2025)
RR
Virginia(1/4/2021)
RR
Wisconsin(1/4/2021)
RR
Wyoming(1/4/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/19/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Cedar Rapids, IA 52404TRUST BUT VERIFY
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