EH
Emily L. Hunt
ALLIANCEBERNSTEIN L.P.
CCCCCCTAMPA, FL 33602
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CRD#: 6796190
EH
Professional summary
Emily Lynn Hunt, CFP®, who also goes by Emily Lynn Gaubatz, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Cccccctampa, Florida and SANFORD C. BERNSTEIN & CO., LLC located in Tampa, Florida.
Emily is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Emily has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Emily Lynn Gaubatz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Emily Lynn Hunt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 18, 2023 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 101 East Kennedy Blvd 32nd Floor, Cccccctampa, FL 33602RIA
CRD#: 108477
CCCCCCTAMPA, FL
Current
June 15, 2018 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 101 East Kennedy Blvd. 32nd Floor, Tampa, FL 33602RIA
BD
CRD#: 104474
Tampa, FL
Past
February 19, 2021 - November 21, 2023
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
Minneapolis, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/3/2024)
RR
Alaska(12/3/2024)
RR
Arizona(12/3/2024)
RR
Arkansas(12/3/2024)
RR
California(12/3/2024)
RR
Colorado(12/3/2024)
RR
Connecticut(12/3/2024)
RR
Delaware(12/3/2024)
RR
District of Columbia(12/3/2024)
RR
Florida(3/3/2020)
IAR
Florida(3/8/2024)
RR
Georgia(8/17/2021)
IAR
Georgia(12/18/2023)
RR
Hawaii(12/3/2024)
RR
Idaho(10/21/2021)
RR
Illinois(12/3/2024)
RR
Indiana(12/3/2024)
RR
Iowa(12/3/2024)
RR
Kansas(12/3/2024)
RR
Kentucky(12/3/2024)
RR
Louisiana(12/3/2024)
RR
Maine(12/3/2024)
RR
Maryland(12/3/2024)
RR
Massachusetts(12/3/2024)
RR
Michigan(12/3/2024)
RR
Minnesota(12/3/2024)
RR
Mississippi(12/3/2024)
RR
Missouri(12/3/2024)
RR
Montana(12/3/2024)
RR
Nebraska(12/3/2024)
RR
Nevada(12/3/2024)
RR
New Hampshire(12/3/2024)
RR
New Jersey(12/3/2024)
RR
New Mexico(12/3/2024)
RR
New York(12/3/2024)
RR
North Carolina(12/3/2024)
RR
North Dakota(12/3/2024)
RR
Ohio(12/3/2024)
RR
Oklahoma(12/3/2024)
RR
Oregon(12/3/2024)
RR
Pennsylvania(12/3/2024)
RR
Puerto Rico(12/3/2024)
RR
Rhode Island(12/3/2024)
RR
South Carolina(12/3/2024)
RR
South Dakota(12/3/2024)
RR
Tennessee(12/3/2024)
RR
Texas(12/3/2024)
IAR
Texas(12/10/2024)
RR
Utah(12/3/2024)
RR
Vermont(12/3/2024)
RR
Virgin Islands(12/3/2024)
RR
Virginia(12/3/2024)
RR
Washington(12/3/2024)
RR
West Virginia(12/3/2024)
RR
Wisconsin(12/3/2024)
RR
Wyoming(12/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
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Contact information
Main Address
501 Commerce Street, Nashville, TN 37203
Mailing Address
Phone number
(615) 622-0000
Established
Firm type
Fiscal year end
# of Employees
3,994
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
