AS
Adam D. Seidman
MODERN CAPITAL ADVISORS
Chapel Hill, NC 27514
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CRD#: 6796115
AS
Professional summary
Adam David Seidman is a registered financial advisor currently at MODERN CAPITAL ADVISORS, LLC located in Chapel Hill, North Carolina and MODERN CAPITAL SECURITIES INC. located in Raleigh, North Carolina.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Adam has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Adam David Seidman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2024 - Present
MODERN CAPITAL ADVISORS, LLC
Office #1: 1829 E Franklin St Ste 600c, Chapel Hill, NC 27514RIA
CRD#: 131117
Chapel Hill, NC
Current
August 13, 2024 - Present
MODERN CAPITAL SECURITIES INC.
Office #1: 7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617BD
CRD#: 130876
Raleigh, NC
Past
October 27, 2023 - August 9, 2024
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
RALEIGH, NC
Past
May 12, 2023 - August 9, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
RALEIGH, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MODERN CAPITAL ADVISORS, LLC
LIBERTY PARTNERS CAPITAL MANAGEMENT, LLC | MODERN CAPITAL ADVISORS, LLC
CRD#: 131117 / SEC#: 801-72611
RIA
Registered Investment Advisory firm - (7/26/2011 Approved)Arizona
Registered Investment Advisory firm - (2/2/2012 Terminated)California
Registered Investment Advisory firm - (3/3/2012 Terminated)Mississippi
Registered Investment Advisory firm - (2/2/2012 Terminated)Nevada
Registered Investment Advisory firm - (3/16/2012 Terminated)Ohio
Registered Investment Advisory firm - (2/2/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(11/24/2024)
RR
New York(8/20/2024)
RR
North Carolina(8/13/2024)
IAR
North Carolina(9/17/2024)
RR
Ohio(8/23/2024)
RR
Texas(4/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/12/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MODERN CAPITAL ADVISORS, LLC
LIBERTY PARTNERS CAPITAL MANAGEMENT, LLC | MODERN CAPITAL ADVISORS, LLC
CRD#: 131117 / SEC#: 801-72611
RIA
Registered Investment Advisory firm - (7/26/2011 Approved)Arizona
Registered Investment Advisory firm - (2/2/2012 Terminated)California
Registered Investment Advisory firm - (3/3/2012 Terminated)Mississippi
Registered Investment Advisory firm - (2/2/2012 Terminated)Nevada
Registered Investment Advisory firm - (3/16/2012 Terminated)Ohio
Registered Investment Advisory firm - (2/2/2012 Terminated)PREMIUM
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Contact information
Main Address
7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617
Mailing Address
Phone number
(800) 440-0442
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,561 |
| AUM (Assets Under Management) | $ 285,401,221 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MODERN CAPITAL ADVISORS, LLC
CRD#: 131117Chapel Hill, NC 27514TRUST BUT VERIFY
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