Andrew B. Kutner
Professional summary
Andrew Brett Kutner, who also goes by Andrew B Kutner, Andrew Brett Kutner, Andrew Kutner, Andy Kutner, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Raleigh, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Raleigh, North Carolina.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Andrew has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Brett Kutner's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2023 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 6659 Falls Of Neuse Rd Fl 1, Raleigh, NC 27615July 27, 2023 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 6659 Falls Of Neuse Rd, Raleigh, NC 27615September 14, 2021 - July 5, 2023
WELLS FARGO CLEARING SERVICES, LLC
September 14, 2021 - July 5, 2023
WELLS FARGO CLEARING SERVICES, LLC
January 10, 2018 - July 14, 2021
PRUCO SECURITIES, LLC.
October 23, 2017 - July 14, 2021
PRUCO SECURITIES, LLC.
September 27, 2017 - October 12, 2017
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/27/2023)
(7/27/2023)
Exams
Series 6TO
Date: 7/27/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Raleigh, NC 27615TRUST BUT VERIFY
Monitor Andrew Kutner
Get automatic monthly alerts on:
