Gabriel P. Szymarek

ZACKS INVESTMENT MANAGEMENT

CHICAGO, IL 60606

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CRD#: 6794961

Professional summary

Gabriel Phillip Szymarek, who also goes by Gabriel Szymarek, Gabe Szymarek, Gabriel P Szymarek, is a registered financial advisor currently at ZACKS INVESTMENT MANAGEMENT, INC. located in Chicago, Illinois and LBMZ SECURITIES, INC. located in Chicago, Illinois.

Gabriel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Gabriel has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gabriel Szymarek | Gabe Szymarek | Gabriel P Szymarek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Phillip Szymarek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2021 - Present

ZACKS INVESTMENT MANAGEMENT, INC.

Office #1: 101 N. Wacker Drive Suite 1500, Chicago, IL 60606

RIA

CRD#: 110897

CHICAGO, IL

Current

May 24, 2022 - Present

LBMZ SECURITIES, INC.

Office #1: 101 North Wacker Drive Suite 1500, Chicago, IL 60606

CRD#: 7874

CHICAGO, IL

Past

June 16, 2020 - March 4, 2021

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Wheaton, IL

Past

September 11, 2019 - June 16, 2020

DEARBORN PARTNERS L.L.C.

RIA

CRD#: 108147

CHICAGO, IL

Past

March 13, 2019 - June 2, 2020

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

May 31, 2018 - December 3, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ST. LOUIS, MO

Past

May 31, 2018 - December 3, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 9, 2018 - May 10, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GLEN CARBON, IL

Past

October 20, 2017 - May 10, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GLEN CARBON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZACKS INVESTMENT MANAGEMENT, INC.

CRD#: 110897 / SEC#: 801-40592

RIA

Registered Investment Advisory firm - (1/17/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/9/2023)

Alaska
(5/9/2023)

Arizona
(5/9/2023)

Arkansas
(4/30/2023)

California
(5/9/2023)

Colorado
(5/9/2023)

Connecticut
(5/9/2023)

Delaware
(5/9/2023)

District of Columbia
(5/9/2023)

Florida
(5/9/2023)

Georgia
(5/9/2023)

Hawaii
(5/9/2023)

Idaho
(5/9/2023)

IAR

Illinois
(3/31/2021)

Illinois
(5/24/2022)

Indiana
(5/9/2023)

Iowa
(5/9/2023)

Kansas
(4/30/2023)

Kentucky
(4/30/2023)

Louisiana
(4/30/2023)

Maine
(5/9/2023)

Maryland
(5/9/2023)

Massachusetts
(5/9/2023)

Michigan
(5/9/2023)

Minnesota
(5/9/2023)

Mississippi
(4/30/2023)

Missouri
(4/30/2023)

Montana
(5/9/2023)

Nebraska
(5/9/2023)

Nevada
(5/9/2023)

New Hampshire
(5/9/2023)

New Jersey
(5/9/2023)

New Mexico
(5/9/2023)

New York
(5/9/2023)

North Carolina
(5/9/2023)

North Dakota
(5/9/2023)

Ohio
(5/9/2023)

Oklahoma
(4/30/2023)

Oregon
(5/9/2023)

Pennsylvania
(5/9/2023)

Puerto Rico
(5/9/2023)

Rhode Island
(5/9/2023)

South Carolina
(5/9/2023)

South Dakota
(5/9/2023)

Tennessee
(4/30/2023)

Texas
(4/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ZACKS INVESTMENT MANAGEMENT, INC.

CRD#: 110897 / SEC#: 801-40592

RIA

Registered Investment Advisory firm - (1/17/1992 Approved)

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Contact information

Main Address

101 N. Wacker Drive Suite 1500, Chicago, IL 60606

Mailing Address

Phone number

(312) 265-9266

Established

Firm type

Fiscal year end

# of Employees

122

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZACKS ADV PART 2 & APPENDIX 1 05 2025 (5/29/2025)

Regulatory assets under management

Total Number of Accounts	12,050
AUM (Assets Under Management)	$ 12,414,372,511

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gabriel P. Szymarek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Phillip Szymarek's CRS (Customer Relationship Summary).

Certified licenses

Experience

LBMZ SECURITIES, INC.

FORESIDE FUND SERVICES, LLC

DEARBORN PARTNERS L.L.C.

QUASAR DISTRIBUTORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ZACKS INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2018

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2017

FINRA

Current Firm

ZACKS INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZACKS INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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