Anthony J. Calderon
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS
Scottsdale, AZ 85254
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CRD#: 6794612
Professional summary
Anthony Jose Calderon, CFP®, who also goes by Anthony J Calderon, is a registered financial professional currently at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC located in Scottsdale, Arizona.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2017. Anthony has worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Anthony J Calderon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE SALES; INVESTMENT-RELATED; INSURANCE AGENT; APPROXIMATELY 40 HRS/DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.
CRS (Client Relationship Summary) - BD
Click below to view Anthony Jose Calderon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
March 12, 2025 - Present
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Office #1: 15169 N Scottsdale Rd Suite 205, Scottsdale, AZ 85254BD
CRD#: 30107
Scottsdale, AZ
Past
June 28, 2024 - January 2, 2025
ORION PORTFOLIO SOLUTIONS, LLC
RIA
CRD#: 107975
OMAHA, NE
Past
November 9, 2023 - June 21, 2024
TRAJAN WEALTH, L.L.C.
RIA
CRD#: 158847
SCOTTSDALE, AZ
Past
November 1, 2021 - October 24, 2023
VERSANT CAPITAL MANAGEMENT, INC.
RIA
CRD#: 131692
PHOENIX, AZ
Past
January 7, 2021 - October 5, 2021
CWM, LLC
RIA
CRD#: 155344
Scottsdale, AZ
Past
December 3, 2020 - September 15, 2021
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
SCOTTSDALE, AZ
Past
December 6, 2018 - September 18, 2020
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Phoenix, AZ
Past
August 23, 2017 - September 18, 2020
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Phoenix, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/24/2025)
RR
Alaska(3/24/2025)
RR
Arizona(3/14/2025)
RR
Arkansas(3/24/2025)
RR
California(3/24/2025)
RR
Colorado(3/12/2025)
RR
Connecticut(3/14/2025)
RR
Delaware(3/24/2025)
RR
District of Columbia(3/12/2025)
RR
Florida(3/12/2025)
RR
Georgia(3/24/2025)
RR
Hawaii(3/24/2025)
RR
Idaho(3/13/2025)
RR
Illinois(3/24/2025)
RR
Indiana(3/24/2025)
RR
Iowa(3/24/2025)
RR
Kansas(3/24/2025)
RR
Kentucky(3/24/2025)
RR
Louisiana(3/12/2025)
RR
Maine(3/24/2025)
RR
Maryland(3/12/2025)
RR
Massachusetts(3/24/2025)
RR
Michigan(3/24/2025)
RR
Minnesota(3/24/2025)
RR
Mississippi(3/24/2025)
RR
Missouri(3/24/2025)
RR
Montana(3/24/2025)
RR
Nebraska(3/24/2025)
RR
Nevada(3/24/2025)
RR
New Hampshire(3/24/2025)
RR
New Jersey(3/24/2025)
RR
New Mexico(3/24/2025)
RR
New York(3/24/2025)
RR
North Carolina(3/24/2025)
RR
North Dakota(3/24/2025)
RR
Ohio(3/25/2025)
RR
Oklahoma(3/24/2025)
RR
Oregon(3/24/2025)
RR
Pennsylvania(3/24/2025)
RR
Puerto Rico(3/12/2025)
RR
Rhode Island(3/24/2025)
RR
South Carolina(3/24/2025)
RR
South Dakota(3/24/2025)
RR
Tennessee(3/24/2025)
RR
Texas(3/24/2025)
RR
Utah(3/24/2025)
RR
Vermont(3/24/2025)
RR
Virginia(3/24/2025)
RR
Washington(3/24/2025)
RR
West Virginia(3/24/2025)
RR
Wisconsin(3/24/2025)
RR
Wyoming(3/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/12/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
STATE STREET BROKERAGE SERVICES, INC. | STATE STREET GLOBAL MARKETS, LLC | STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC | STATE STREET CAPITAL MARKETS, LLC
CRD#: 30107 / SEC#: , 8-44744
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Congress Street, Boston, MA 02114
Mailing Address
One Congress Street, Boston, MA 02114
Phone number
(617) 664-3619
Established
Delaware since 03/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET GLOBAL ADVISORS, INC. | PARENT CORPORATION | |
| ALBERICI, MARK F | DIRECTOR | 3223458 |
| AMOA, APEAWUSU K | DIRECTOR | 7711546 |
| BONDS MAZZA, ALLISON HATHHORN | PRESIDENT AND DIRECTOR | 4439495 |
| CORBETT, TIMOTHY PAUL | DIRECTOR | |
| FERRARELLI, JAMES | DIRECTOR | 6961735 |
| LAPORTA, JEANNE MARIE | DIRECTOR & CHAIRWOMAN | 5946908 |
| TENORIO, EDITHA V | CHIEF FINANCIAL OFFICER | 6755490 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
| TUCKER, JOHN A | DIRECTOR | 7000761 |
Disclosures
| Regulatory Event | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
