Nicolette M. Goedde
Professional summary
Nicolette Marie Goedde, who also goes by Nicolette Goedde, Nicolette Marie Hampton, Nicolette Hampton, is a registered financial advisor currently at VERTICE CAPITAL PARTNERS, LLC located in Oxford, Ohio.
Nicolette is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nicolette has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicolette Marie Goedde's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2023 - Present
VERTICE CAPITAL PARTNERS, LLC
February 7, 2022 - December 12, 2023
CULLEN CIOFFI CAPITAL MANAGEMENT
August 13, 2021 - October 14, 2021
UBS FINANCIAL SERVICES INC.
August 13, 2021 - October 14, 2021
UBS FINANCIAL SERVICES INC.
July 1, 2019 - August 25, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 16, 2019 - August 25, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/25/2023)
Exams
Series 7TO
Date: 12/15/2022
General Securities Representative ExaminationCurrent Firm
VERTICE CAPITAL PARTNERS, LLC
CRD#: 171889 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 75 |
| AUM (Assets Under Management) | $ 4,824,000 |
Red Flags
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