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Sarah Kannan

GA CAPITAL MARKETS BD
New York, NY 10055
CRD#: 6792251
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SK
Sarah KannanGA CAPITAL MARKETS BD

Professional summary


Sarah Kannan, who also goes by Sarah Hui Hsiang Kannan, is a registered financial professional currently at GA CAPITAL MARKETS BD, LLC located in New York, New York.

Sarah is registered as a RR (Registered Representative) and started their career in finance in 2018. Sarah has worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sarah Hui Hsiang Kannan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Sarah Kannan's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 2, 2026 - Present

GA CAPITAL MARKETS BD, LLC

Office #1: Park Avenue Plaza 55 East 52nd St 17th Floor, New York, NY, 10055
BD
CRD#: 310101
New York, NY
Past

January 18, 2022 - January 12, 2024

TPG CAPITAL BD, LLC

BD
CRD#: 143876
SAN FRANCISCO, CA
Past

September 25, 2019 - October 20, 2021

BOFA SECURITIES, INC.

BD
CRD#: 283942
SAN FRANCISCO, CA
Past

August 13, 2018 - July 25, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/17/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


GC
GA CAPITAL MARKETS BD, LLC
FUND GOOD | GOOD INVESTOR VENTURES LLC | GOOD INVESTOR FINANCIAL | GA CAPITAL MARKETS BD, LLC

CRD#: 310101 / SEC#: , 8-70562

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
2646 Nw Cornell Road, Portland, OR 97210
Mailing Address
2646 Nw Cornell Road, Portland, OR 97210
Phone number
(503) 201-1375
Established
Delaware since 07/06/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
GENERAL ATLANTIC CAPITAL MARKETS LLCMEMBER
MAYNARD-PHILIPP, CHRISTIAN DESEREECHIEF COMPLIANCE OFFICER & CHIEF OPERATIONS OFFICER6592228
MEGENITY, BRIAN MCDONALDFINANCIAL OPERATIONS PRINCIPAL2889637
SANTIAGO-PAEZ, SAMANTHA CRYSTALSUPERVISORY PRINCIPAL4369755

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GA CAPITAL MARKETS BD, LLC

CRD#: 310101New York, NY 10055

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