Richard D. Seaton

MARSHFIELD ASSOCIATES

WASHINGTON, DC 20036

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CRD#: 6792244

Professional summary

Richard Dee Seaton Mr is a registered financial advisor currently at MARSHFIELD ASSOCIATES located in Washington, District Of Columbia.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Richard has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Dee Seaton Mr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2017 - Present

MARSHFIELD ASSOCIATES

Office #1: 1330 Connecticut Ave Nw Suite 400, Washington, DC 20036

RIA

CRD#: 150614

WASHINGTON, DC

Past

June 15, 2017 - March 29, 2019

BUSHIDO CAPITAL PARTNERS LLC

RIA

CRD#: 146340

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARSHFIELD ASSOCIATES

MARSHFIELD ASSOCIATES | MARSHFIELD ASSOCIATES, INC.

CRD#: 150614 / SEC#: 801-70275

RIA

Registered Investment Advisory firm - (6/24/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/14/2022)

IAR

District of Columbia
(6/9/2017)

IAR

Maryland
(11/14/2022)

IAR

Texas
(11/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/26/2017

Uniform Investment Adviser Law Examination

Current Firm

MARSHFIELD ASSOCIATES

MARSHFIELD ASSOCIATES | MARSHFIELD ASSOCIATES, INC.

CRD#: 150614 / SEC#: 801-70275

RIA

Registered Investment Advisory firm - (6/24/2009 Approved)

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Contact information

Main Address

1330 Connecticut Ave Nw Suite 400, Washington, DC 20036

Mailing Address

Phone number

(202) 828-6200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARSHFIELD ASSOCIATES FORM ADV PART 2A (8/14/2025)

MARSHFIELD ASSOCIATES FORM ADV PART 2B (BROCHURE SUPPLEMENT) (8/14/2025)

Regulatory assets under management

Total Number of Accounts	5,466
AUM (Assets Under Management)	$ 7,500,657,939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard D. Seaton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Dee Seaton Mr's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARSHFIELD ASSOCIATES

BUSHIDO CAPITAL PARTNERS LLC

Primary Firm SEC Registration

MARSHFIELD ASSOCIATES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/26/2017

Current Firm

MARSHFIELD ASSOCIATES

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARSHFIELD ASSOCIATES

TRUST BUT VERIFY

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