Gregory A. Fallon

HIGHLAND MB WEALTH LLC

TORRANCE, CA 90505

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CRD#: 6791171

Professional summary

Gregory Andrew Fallon, who also goes by Gregory A Fallon, is a registered financial advisor currently at HIGHLAND MB WEALTH LLC located in Torrance, California.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Gregory has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory A Fallon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Andrew Fallon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 2018 - Present

HIGHLAND MB WEALTH LLC

Office #1: 24050 Madison St Ste 210, Torrance, CA 90505

RIA

CRD#: 299209

TORRANCE, CA

Past

January 2, 2018 - November 29, 2018

CAPITAL SYNERGY PARTNERS

RIA

CRD#: 148733

MANHATTAN BEACH, CA

Past

August 22, 2017 - November 29, 2018

CAPITAL SYNERGY PARTNERS

CRD#: 148733

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/30/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/22/2017

General Securities Representative Examination

Current Firm

HIGHLAND MB WEALTH LLC

FALLON AND ASSOCIATES INC | HIGHLAND MB WEALTH LLC

CRD#: 299209 / SEC#:

California

Registered Investment Advisory firm - (11/29/2018 Approved)

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Contact information

Main Address

24050 Madison St Ste 210, Torrance, CA 90505

Mailing Address

Phone number

(424) 966-8379

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 10,655,222

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory A. Fallon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Andrew Fallon's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHLAND MB WEALTH LLC

CAPITAL SYNERGY PARTNERS

CAPITAL SYNERGY PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/30/2017

SIE

Date: 10/1/2018

Series 7

Date: 8/22/2017

Current Firm

HIGHLAND MB WEALTH LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HIGHLAND MB WEALTH LLC

TRUST BUT VERIFY

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