William R. Otsen
Professional summary
William R Otsen III, who also goes by William R Otsen III, William R Otsen, William R. Otsen III, Bill Otsen, William Otsen Ba,ma, William Otsen, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Glendora, California.
William is registered as a RR (Registered Representative) and started their career in finance in 2017. William has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William R Otsen III's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2024 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 355 W Foothill Blvd Ste B, Glendora, CA 91741May 24, 2021 - October 19, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 24, 2021 - October 19, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 21, 2019 - December 10, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 11, 2019 - December 10, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 7, 2017 - May 14, 2019
FARMERS FINANCIAL SOLUTIONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2024)
Exams
Series 7TO
Date: 12/12/2019
General Securities Representative ExaminationFINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
