Susan Minnier
Professional summary
Susan Minnier, who also goes by Susan Law, Susan Lippincott, is a registered financial advisor currently at MAIN STREET FINANCIAL SOLUTIONS, LLC located in Moorestown, New Jersey.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Susan has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Minnier's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2022 - Present
MAIN STREET FINANCIAL SOLUTIONS, LLC
Office #1: 312 W Route 38 Suite 101, Moorestown, NJ 08057September 4, 2018 - April 26, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 31, 2018 - April 26, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 16, 2018 - August 31, 2018
PFS INVESTMENTS INC.
October 3, 2017 - August 31, 2018
PFS INVESTMENTS INC.
Primary Firm SEC Registration
MAIN STREET FINANCIAL SOLUTIONS, LLC
CRD#: 305834 / SEC#: 801-117871
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/11/2022)
Exams
Series 7TO
Date: 5/17/2019
General Securities Representative ExaminationCurrent Firm
MAIN STREET FINANCIAL SOLUTIONS, LLC
CRD#: 305834 / SEC#: 801-117871
Contact information
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,091 |
| AUM (Assets Under Management) | $ 2,494,613,000 |
Red Flags
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