ZT
Zachary Tombs
CETERA INVESTMENT ADVISERS LLC
Gladstone, NJ 07934
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CRD#: 6788996
ZT
Professional summary
Zachary Tombs, AIF®, who also goes by Zach Tombs, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Gladstone, New Jersey and PRIVATE CLIENT GROUP ASSET MANAGEMENT located in Gladstone, New Jersey.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Zachary has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zach Tombs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: PRIVATE CLIENT GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL PLANNING FIRM START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ASSIST CLIENTS WITH ACCOUNTS AND FINANCIAL NEEDS. ASSIST THE PRINCIPAL WITH RELATED TASKS;
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Tombs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 240 Main Street, Suite 200, Gladstone, NJ 07934RIA
CRD#: 105644
Gladstone, NJ
Current
January 22, 2025 - Present
PRIVATE CLIENT GROUP ASSET MANAGEMENT
Office #1: 240 Main Street Suite 200, Gladstone, NJ 07934RIA
CRD#: 148208
GLADSTONE, NJ
Current
November 21, 2024 - Present
CETERA ADVISORS LLC
Office #1: 240 Main Street, Suite 200, Gladstone, NJ 07934BD
CRD#: 10299
Gladstone, NJ
Past
January 7, 2021 - October 22, 2024
LINCOLN INVESTMENT
RIA
CRD#: 519
Fort Washington, PA
Past
January 7, 2021 - October 22, 2024
CAPITAL ANALYSTS
RIA
CRD#: 162200
Fort Washington, PA
Past
January 7, 2021 - October 22, 2024
LINCOLN INVESTMENT
BD
CRD#: 519
Fort Washington, PA
Past
March 19, 2019 - December 11, 2020
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
NARRAGANSETT, RI
Past
October 29, 2018 - December 11, 2020
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
NARRAGANSETT, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/21/2024)
RR
Alaska(11/21/2024)
RR
Arizona(11/21/2024)
RR
Arkansas(11/21/2024)
RR
California(11/21/2024)
RR
Connecticut(11/21/2024)
RR
Delaware(11/21/2024)
RR
District of Columbia(11/21/2024)
RR
Florida(11/21/2024)
RR
Georgia(11/21/2024)
RR
Idaho(11/21/2024)
RR
Illinois(11/21/2024)
RR
Kansas(11/21/2024)
RR
Maine(11/21/2024)
RR
Maryland(11/21/2024)
RR
Massachusetts(11/21/2024)
RR
Michigan(11/21/2024)
RR
New Hampshire(11/21/2024)
RR
New Jersey(11/21/2024)
IAR
New Jersey(11/22/2024)
RR
New Mexico(11/21/2024)
RR
New York(11/21/2024)
RR
North Carolina(11/25/2024)
RR
Ohio(11/21/2024)
RR
Oregon(11/21/2024)
RR
Pennsylvania(11/21/2024)
RR
Puerto Rico(11/21/2024)
RR
Rhode Island(11/21/2024)
RR
South Carolina(11/21/2024)
RR
Tennessee(11/21/2024)
RR
Texas(11/21/2024)
IAR
Texas(11/21/2024)
RR
Utah(11/21/2024)
RR
Virginia(11/21/2024)
RR
Washington(11/21/2024)
RR
Wisconsin(11/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/4/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
