Shijie J. Li
Professional summary
Shijie Jason Li, who also goes by Cj Lee, Shijie Li, is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in Lake Barrington, Illinois and ROBINHOOD FINANCIAL, LLC located in Chicago, Illinois.
Shijie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Shijie has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shijie Jason Li's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2025 - Present
ROBINHOOD ASSET MANAGEMENT
June 27, 2025 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 151 N Franklin St Floor 29, Chicago, IL 60606April 5, 2024 - June 6, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 5, 2024 - June 6, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 10, 2024 - February 11, 2024
EDWARD JONES
January 5, 2024 - February 11, 2024
EDWARD JONES
February 26, 2018 - December 9, 2021
TD AMERITRADE, INC.
July 25, 2017 - February 26, 2018
SCOTTRADE, INC.
Primary Firm SEC Registration
ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 1/5/2024
General Securities Representative ExaminationFINRA
Current Firm
ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 81,015 |
| AUM (Assets Under Management) | $ 158,695,275 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
