JP
Justin L. Pierce
OAKWOOD CAPITAL
York, PA 17403
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CRD#: 6788931
JP
Professional summary
Justin Lee Pierce is a registered financial advisor currently at OAKWOOD CAPITAL, INC. located in York, Pennsylvania and OAKWOOD CAPITAL SECURITIES, INC. located in York, Pennsylvania.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Justin has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PierceKo Strategic Holdings, LLC (dba Everstead Capital); 17 Eagleton Drive, York, PA 17407; Partner; this investment-related entity is the wealth management company that serves clients of Oakwood Capital Securities, Inc. and Oakwood Capital, Inc.; started 03/2024; 40 hours per week during business hours. 2. Oakwood Capital, Inc.; 17 Eagleton Drive, York, PA 17407; Investment Adviser Representative; does investment advisory business with Oakwood Capital Securities, Inc. clients; 40 hours per week during business hours. 3. Financial Independence Group, LLC; 17 Eagleton Drive, York, PA 17407; Fixed Insurance and Annuity sales; works 40 hours per week during business hours during this non-investment-related business. 4. THAT Guy's Graphics; 16 Leader Heights Road, Suite 101, York, PA 17403; Owner; Designs stationery, customer clothing, gifts, and photography; works five hours per month in this non-investment-related business during non-business hours. 5. American Financial Network (AFN); 16 Leader Road, Suite 101, York, PA 17403; Mortgage loan originator since 11/2022; Prospects, reviews credit, and processes applications for refinancing and new home loans. Spends five hours per month on this non-investment related entity during business hours. 6. Power of Zero; 17 Eagleton Drive, York, PA 17407; Marketing representative for this 3rd-party marketing group that solicits new business clients; spends 12 hours per month on this not-investment-related activity during business and non-business hours. 7. J. Lee Pierce, LLC; 17 Eagleton Drive, York, PA 17407; Owner; holding company for business entities; works 40 hours per week in this non-investment-related activity during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Lee Pierce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 5, 2025 - Present
OAKWOOD CAPITAL, INC.
Office #1: 16 Leader Heights Rd, Ste 101, York, PA 17403Office #2: 28 E. Susquehanna Ave. Ste 205, Towson, MD, 21286RIA
CRD#: 112399
York, PA
Current
March 5, 2025 - Present
OAKWOOD CAPITAL SECURITIES, INC.
Office #1: 16 Leader Heights Rd Ste 101, York, PA 17403Office #2: 28 E. Susquehanna Ave. Ste 205, Towson, MD 21286BD
CRD#: 21000
York, PA
Past
September 9, 2022 - March 4, 2025
TERRA WEALTH
RIA
CRD#: 320643
YORK, PA
Past
September 9, 2022 - March 6, 2025
CAPE SECURITIES INC.
BD
CRD#: 7072
YORK, PA
Past
September 7, 2021 - September 13, 2022
PFS INVESTMENTS INC.
RIA
CRD#: 10111
YORK, PA
Past
June 29, 2018 - September 13, 2022
PFS INVESTMENTS INC.
BD
CRD#: 10111
YORK, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
OAKWOOD CAPITAL, INC.
GARDNER ADVISORS | OAKWOOD CAPITAL, INC. | L.O. GARDNER INC. DBA GARDNER ADVISORS | GARDNER ADVISORS INC.
CRD#: 112399 / SEC#: 801-120259
RIA
Registered Investment Advisory firm - (2/4/2021 Approved)Arizona
Registered Investment Advisory firm - (2/9/2021 Terminated)Florida
Registered Investment Advisory firm - (2/9/2021 Terminated)Iowa
Registered Investment Advisory firm - (2/10/2021 Terminated)Minnesota
Registered Investment Advisory firm - (2/23/2021 Terminated)Montana
Registered Investment Advisory firm - (2/9/2021 Terminated)North Dakota
Registered Investment Advisory firm - (2/9/2021 Terminated)South Dakota
Registered Investment Advisory firm - (2/9/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (2/9/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(3/5/2025)
IAR
Maryland(3/5/2025)
RR
North Carolina(3/5/2025)
IAR
North Carolina(3/7/2025)
RR
Pennsylvania(3/5/2025)
IAR
Pennsylvania(3/5/2025)
RR
Texas(3/5/2025)
IAR
Texas(3/6/2025)
RR
Virginia(3/5/2025)
IAR
Virginia(3/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OC
OAKWOOD CAPITAL, INC.
GARDNER ADVISORS | OAKWOOD CAPITAL, INC. | L.O. GARDNER INC. DBA GARDNER ADVISORS | GARDNER ADVISORS INC.
CRD#: 112399 / SEC#: 801-120259
RIA
Registered Investment Advisory firm - (2/4/2021 Approved)Arizona
Registered Investment Advisory firm - (2/9/2021 Terminated)Florida
Registered Investment Advisory firm - (2/9/2021 Terminated)Iowa
Registered Investment Advisory firm - (2/10/2021 Terminated)Minnesota
Registered Investment Advisory firm - (2/23/2021 Terminated)Montana
Registered Investment Advisory firm - (2/9/2021 Terminated)North Dakota
Registered Investment Advisory firm - (2/9/2021 Terminated)South Dakota
Registered Investment Advisory firm - (2/9/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (2/9/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426
Mailing Address
Phone number
(952) 935-4601
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,001 |
| AUM (Assets Under Management) | $ 260,312,212 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
