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BC

Brandy Corcoran Carlson

MARCO POLO SECURITIES
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 6788842
BC

Professional summary

Brandy Corcoran Carlson, who also goes by Brandy Corcorancarlson, is a registered financial professional currently at MARCO POLO SECURITIES LLC located in New York, New York.

Brandy is registered as a RR (Registered Representative) and started their career in finance in 2022. Brandy has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brandy Corcorancarlson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brandy Corcoran Carlson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 13, 2022 - Present

MARCO POLO SECURITIES LLC

Office #1: 1230 Avenue Of Am 16th Floor, New York, NY 10020
BD
CRD#: 46561
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/20/2024)
RR
California
(2/20/2024)
RR
Colorado
(12/4/2023)
RR
Connecticut
(2/20/2024)
RR
Florida
(12/4/2023)
RR
Illinois
(2/20/2024)
RR
Indiana
(2/20/2024)
RR
Iowa
(2/20/2024)
RR
Louisiana
(12/4/2023)
RR
Maine
(8/12/2024)
RR
Maryland
(4/29/2025)
RR
Massachusetts
(2/20/2024)
RR
Michigan
(2/20/2024)
RR
Montana
(2/20/2024)
RR
New Jersey
(2/20/2024)
RR
New York
(2/20/2024)
RR
North Carolina
(2/20/2024)
RR
Ohio
(2/20/2024)
RR
Pennsylvania
(2/20/2024)
RR
Tennessee
(6/7/2024)
RR
Texas
(2/20/2024)
RR
Utah
(2/20/2024)
RR
Virginia
(2/20/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 2/20/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/13/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/12/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MP
MARCO POLO SECURITIES LLC
DEVINE SECURITIES INC. | MARCO POLO SECURITIES LLC | MARCO POLO SECURITIES INC. | INVESTABLE OCEANS

CRD#: 46561 / SEC#: , 8-51480

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1230 Avenue Of Am 16th Floor, New York, NY 10020
Mailing Address
1230 Avenue Am 16th Floor, New York, NY 10020
Phone number
(347) 773-4959
Established
Delaware since 12/31/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARCO POLO EXCHANGE INCOWNER
CARLSON, STEVEN JACKCHIEF EXECUTIVE OFFICER2026011
EBERSTADT, OLIVER ROBERTCCO1808170
MACK, ALEXANDER HERBERTFINOP4805607

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARCO POLO SECURITIES LLC

CRD#: 46561New York, NY 10020

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