Joseph Zakay
Professional summary
Joseph Zakay is a registered financial professional currently at H.C.WAINWRIGHT & CO., LLC located in New York, New York and RODMAN & RENSHAW, LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2017. Joseph has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 87, Series 79, Series 57, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Zakay's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2017 - Present
H.C.WAINWRIGHT & CO., LLC
Office #1: 430 Park Avenue 4th Floor, New York, NY 10022Office #2: 430 Park Avenue 4th Floor, New York, NY 10022January 19, 2018 - Present
RODMAN & RENSHAW, LLC
Office #1: 600 Lexington Avenue 32nd Floor, New York, NY 10022Office #2: 600 Lexington Avenue, New York, NY 10022State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/25/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
RODMAN & RENSHAW, LLC
CRD#: 281264 / SEC#: , 8-69671
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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