Alec P. Shah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alec Paresh Shah was a registered financial professional .
Alec is a previously registered financial professional and started their career in finance in 2017. Alec had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2019 - September 15, 2022
JEGI LLC
August 1, 2017 - December 31, 2018
SILVER LANE ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JEGI LLC
CRD#: 134887 / SEC#: , 8-66867
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JORDAN, EDMISTON GROUP INC. | PARENT COMPANY | |
| GEORGE, KENNETH RONALD | FIN OP | 2643369 |
| HITZIG, WILLIAM MAXWELL | CCO/COO |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
