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MD

Michael E. Demarseilles

LUMA SECURITIES LLC
New York, NY 10003
Some features on this profile are disabled
CRD#: 6787311
MD

Professional summary

Michael Edward Demarseilles, who also goes by Michael Demarseilles, is a registered financial professional currently at LUMA SECURITIES LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2020. Michael has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Demarseilles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Edward Demarseilles's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 17, 2022 - Present

LUMA SECURITIES LLC

Office #1: 101 Fifth Avenue Suite 900, New York, NY 10003Office #2: 101 Fifth Avenue Suite 900, New York, NY 10003
BD
CRD#: 157803
New York, NY
Past

October 29, 2020 - May 4, 2022

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/17/2022)
RR
New York
(6/17/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 10/22/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/29/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/1/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LUMA SECURITIES LLC
LUMA ADVISORS LLC | LUMA SECURITIES LLC

CRD#: 157803 / SEC#: , 8-68863

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
101 Fifth Avenue Suite 900, New York, NY 10003
Mailing Address
101 Fifth Avenue Suite 900, New York, NY 10003
Phone number
(646) 786-8423
Established
Delaware since 08/24/2010
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LUMA PARTNERS LLCMANAGING MEMBER
BECK, RAFAELFINOP / CFO5718571
KAWAJA, TERENCE GERARDCEO/CCO1982614

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LUMA SECURITIES LLC

CRD#: 157803New York, NY 10003

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