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FIRM PROFILE
Overview
LUMA SECURITIES LLC is located at 101 Fifth Avenue Suite 900, New York, NY 10003 and was first established at New York, Delaware in 08/24/2010. After operating for 15 years, LUMA SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LUMA SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. LUMA SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LUMA SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LUMA SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LUMA SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for LUMA SECURITIES LLC Comes From
Understanding the Statistics for LUMA SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
101 Fifth Avenue Suite 900, New York, NY 10003
101 Fifth Avenue Suite 900, New York, NY 10003
Small
(646) 786-8423
Delaware since 08/24/2010
Limited Liability Company
September
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at LUMA SECURITIES LLC
Rafael Beck
Terence Gerard Kawaja
Conor Joseph Mckenna
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