Vincent M. Bertram

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

BOSTON, MA 02210

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CRD#: 6784987

Professional summary

Vincent Michael Bertram, who also goes by VIncent Michael Bertram, Vincent Bertram, is a registered financial advisor currently at FIDELITY INSTITUTIONAL WEALTH ADVISER LLC located in Boston, Massachusetts and FIDELITY DISTRIBUTORS COMPANY LLC located in Boston, Massachusetts.

Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Vincent has worked at 9 firms and has passed the Series 66, Series 3, SIE, Series 7, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vincent Michael Bertram | Vincent Bertram

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Michael Bertram's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2023 - Present

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

Office #1: 245 Summer Street, Boston, MA 02210

RIA

CRD#: 301896

BOSTON, MA

Current

March 22, 2023 - Present

FIDELITY DISTRIBUTORS COMPANY LLC

Office #1: 245 Summer Street, Boston, MA 02210

CRD#: 17507

Boston, MA

Past

March 22, 2023 - July 24, 2023

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

December 14, 2022 - July 24, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

March 12, 2021 - October 24, 2022

CAPITAL SUISSE LLC

CRD#: 269924

SEATTLE, WA

Past

May 7, 2018 - July 7, 2020

NATIXIS ADVISORS, LLC

RIA

CRD#: 106800

BOSTON, MA

Past

April 30, 2018 - July 7, 2020

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

January 17, 2018 - April 26, 2018

EATON VANCE MANAGEMENT

RIA

CRD#: 104859

BOSTON, MA

Past

September 7, 2017 - April 26, 2018

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

FIDELITY INSTITUTIONAL AM | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

CRD#: 301896 / SEC#: 801-116860

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/5/2024)

Alaska
(1/5/2024)

Arizona
(1/5/2024)

Arkansas
(1/5/2024)

California
(1/5/2024)

Colorado
(1/5/2024)

Connecticut
(1/5/2024)

Delaware
(1/5/2024)

District of Columbia
(1/5/2024)

Florida
(1/5/2024)

Georgia
(1/5/2024)

Hawaii
(1/5/2024)

Idaho
(1/5/2024)

Illinois
(1/5/2024)

Indiana
(1/5/2024)

Iowa
(1/5/2024)

Kansas
(1/5/2024)

Kentucky
(1/5/2024)

Louisiana
(1/5/2024)

Maine
(1/5/2024)

Maryland
(1/5/2024)

IAR

Massachusetts
(2/27/2023)

Massachusetts
(4/25/2023)

Michigan
(1/5/2024)

Minnesota
(1/5/2024)

Mississippi
(1/5/2024)

Missouri
(1/5/2024)

Montana
(1/5/2024)

Nebraska
(1/5/2024)

Nevada
(1/5/2024)

New Hampshire
(1/5/2024)

New Jersey
(1/5/2024)

New Mexico
(1/5/2024)

New York
(1/5/2024)

North Carolina
(1/5/2024)

North Dakota
(1/5/2024)

Ohio
(1/6/2024)

Oklahoma
(1/5/2024)

Oregon
(1/5/2024)

Pennsylvania
(1/5/2024)

Puerto Rico
(1/5/2024)

Rhode Island
(1/5/2024)

IAR

Rhode Island
(1/11/2024)

South Carolina
(1/5/2024)

South Dakota
(1/5/2024)

Tennessee
(1/5/2024)

Texas
(1/5/2024)

IAR

Texas
(1/11/2024)

Utah
(1/5/2024)

Vermont
(1/5/2024)

Virginia
(1/5/2024)

Washington
(1/5/2024)

West Virginia
(1/5/2024)

Wisconsin
(1/5/2024)

Wyoming
(1/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/30/2017

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 12/7/2020

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 3/12/2021

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 9/21/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

FIDELITY INSTITUTIONAL AM | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

CRD#: 301896 / SEC#: 801-116860

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

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Contact information

Main Address

245 Summer Street, Boston, MA 02210

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

194

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY INSTITUTIONAL CUSTOM SMAS (6/23/2025)

FIDELITY MANAGED ACCOUNT XCHANGE ESSENTIALS (3/31/2025)

FIDELITY MANAGED ACCOUNT XCHANGE (3/31/2025)

FIDELITY MODEL PORTFOLIO SOLUTIONS (3/31/2025)

Regulatory assets under management

Total Number of Accounts	829
AUM (Assets Under Management)	$ 6,468,261,663

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
08/22/2024	Cover Page	Report
10/23/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Vincent M. Bertram

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Michael Bertram's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY DISTRIBUTORS COMPANY LLC

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

CAPITAL SUISSE LLC

NATIXIS ADVISORS, LLC

NATIXIS DISTRIBUTION, LLC

EATON VANCE MANAGEMENT

EATON VANCE DISTRIBUTORS, INC.

Primary Firm SEC Registration

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/30/2017

Series 3

Date: 12/7/2020

SIE

Date: 10/1/2018

Series 7

Date: 9/7/2017

Series 30

Date: 3/12/2021

Series 24

Date: 9/21/2020

FINRA

Current Firm

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

TRUST BUT VERIFY

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