Nicolas Giedzinski
Professional Summary
Nicolas Giedzinski is a registered financial advisor currently at SCHRODER FUND ADVISORS LLC located in Miami, Florida. Nicolas is registered as a RR (Registered Representative) and started their career in finance in 2017. Nicolas has worked at 1 firm and has passed the SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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SUMMIT FINANCIAL, LLC
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Disclosures on record.
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Years of Experience
9 years in the financial services industry
Current & Past Employments
Current
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Current Firm
SCHRODER CAPITAL DISTRIBUTORS INC. | SCHRODER FUND ADVISORS LLC | SCHRODER FUND ADVISORS INC.
Contact Information
Main Address
7 Bryant Park, New York, NY 10018-3706Mailing Address
7 Bryant Park, New York, NY 10018-3706Phone Number
(212) 641-3889Established
Delaware since 06/30/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC. | DIRECT OWNER | — |
| BAILEY, TIFFANY | ASSISTANT SECRETARY | 8254382 |
| CHELF, RYAN | SECRETARY | 7895909 |
| DARNOWSKI, THOMAS JOHN | MANAGER | 5609038 |
| DOOLEY, CATHERINE | MANAGER | 8254433 |
| FORTINO, ROBERT ANTHONY | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 1905741 |
| MAZZA, CATHERINE ANDREA | PRESIDENT, CHAIR, BOARD MEMBER | 1444025 |
| PATNAIK, SHANAK | CHIEF COMPLIANCE OFFICER | 6184296 |
| SAUER, WILLIAM PETER | BOARD MEMBER | 1622322 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2017About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Feb 2021About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nicolas Giedzinski's CRS (Customer Relationship Summary).
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