Jones S. Woody
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jones Spearman Woody was a registered financial professional .
Jones is a previously registered financial professional and started their career in finance in 2017. Jones had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2019 - August 12, 2019
CHRISTY CAPITAL MANAGEMENT, INC.
July 20, 2017 - January 11, 2019
EDWARD JONES
June 14, 2017 - January 11, 2019
EDWARD JONES
Primary Firm SEC Registration
CHRISTY CAPITAL MANAGEMENT, INC.
CRD#: 149313 / SEC#: 801-113307
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHRISTY CAPITAL MANAGEMENT, INC.
CRD#: 149313 / SEC#: 801-113307
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,727 |
| AUM (Assets Under Management) | $ 295,354,080 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
