NA
Nader J. Al-mooshi
KESTRA PRIVATE WEALTH SERVICES
Farmington, MI 48336
Some features on this profile are disabled
CRD#: 6783463
NA
Professional summary
Nader Joseph Al-mooshi, who also goes by Nader Al-moosh, Joseph Al-mooshi, Tony Joseph Al-mooshi, Joseph J Mooshi, Joseph Mooshi, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Farmington, Michigan and KESTRA INVESTMENT SERVICES, LLC located in Farmington, Michigan.
Nader is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Nader has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nader Al-Moosh | Joseph Al-Mooshi | Tony Joseph Al-Mooshi | Joseph J Mooshi | Joseph Mooshi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KNIGHTS OF COLUMBUS ST. FRANCIS COUNCIL #4401 AT OUR LADY OF SORROWS POS: Part of Knights of Columbus Board NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/22/2023 ADDRESS: Our Lady of Sorrows Parish, 23815 Power Road, Farmington MI 48335 DESC: To volunteer and help with Church activities when needed and being on their finance committee/board. Business Name: MOOSHI WEALTH PLANNING & MANAGEMENT POS: Founder and member NOB: Insurance INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2023 ADDRESS: 23354 Farmington Road, Suite 3A, Farmington MI 48375 DESC: I am the founder and member and the Wealth Advisor and I advise clients on their investments though Kestra Private Wealth Services. Business Name: MOOSHI WEALTH PLANNING & MANAGEMENT LLC POS: Member NOB: Tax entity INV REL: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2023 ADDRESS: 23354 Farmington Road, Farmington MI 48336 DESC: To manage MOOSHI Wealth Planning & Management day to day operations of the business.
CRS (Client Relationship Summary) - RIA
Click below to view Nader Joseph Al-mooshi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2023 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 23354 Farmington Road Suite 3a, Farmington, MI 48336RIA
CRD#: 155193
Farmington, MI
Current
December 4, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 23354 Farmington Road Suite 3a, Farmington, MI 48336BD
CRD#: 42046
Farmington, MI
Past
June 27, 2017 - November 29, 2023
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
FARMINGTON, MI
Past
June 1, 2017 - November 29, 2023
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
FARMINGTON, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/4/2023)
RR
California(12/4/2023)
RR
Colorado(12/4/2023)
RR
Florida(12/4/2023)
RR
Georgia(12/4/2023)
RR
Illinois(12/4/2023)
RR
Indiana(12/4/2023)
RR
Kansas(1/23/2024)
RR
Louisiana(6/10/2025)
RR
Maryland(12/4/2023)
RR
Massachusetts(12/4/2023)
RR
Michigan(12/4/2023)
IAR
Michigan(12/4/2023)
RR
Minnesota(12/4/2023)
RR
Missouri(12/4/2023)
RR
Nevada(12/4/2023)
RR
New Hampshire(12/4/2023)
RR
New York(12/4/2023)
RR
North Carolina(12/5/2023)
RR
Ohio(12/5/2023)
RR
Oregon(12/4/2023)
RR
Pennsylvania(12/4/2023)
RR
Rhode Island(12/4/2023)
RR
South Carolina(12/4/2023)
RR
South Dakota(12/4/2023)
RR
Texas(12/4/2023)
IAR
Texas(12/4/2023)
RR
Utah(12/4/2023)
RR
Virginia(12/4/2023)
RR
Washington(12/4/2023)
RR
Wisconsin(12/4/2023)
RR
Wyoming(12/4/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
