JP
Joshua T. Puterbaugh
STARWOOD CAPITAL, L.L.C.
Arlington, VA 22209
Some features on this profile are disabled
CRD#: 6782687
JP
Professional summary
Joshua Thomas Puterbaugh is a registered financial professional currently at STARWOOD CAPITAL, L.L.C. located in Arlington, Virginia.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 2018. Joshua has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joshua Thomas Puterbaugh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2021 - Present
STARWOOD CAPITAL, L.L.C.
Office #1: 1525 Wilson Boulevard, Suit 825, Arlington, VA 22209BD
CRD#: 146057
Arlington, VA
Past
January 29, 2020 - May 17, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
RESTON, VA
Past
December 24, 2018 - January 31, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
RESTON, VA
Past
September 12, 2018 - November 19, 2018
MORGAN STANLEY
BD
CRD#: 149777
NEWPORT NEWS, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/17/2023)
RR
Alaska(7/17/2023)
RR
Arizona(7/17/2023)
RR
Arkansas(7/17/2023)
RR
California(5/2/2022)
RR
Colorado(7/17/2023)
RR
Connecticut(5/4/2021)
RR
Delaware(7/17/2023)
RR
District of Columbia(7/17/2023)
RR
Florida(7/17/2023)
RR
Georgia(7/17/2023)
RR
Hawaii(8/5/2022)
RR
Idaho(7/17/2023)
RR
Illinois(7/17/2023)
RR
Indiana(7/17/2023)
RR
Iowa(7/17/2023)
RR
Kansas(7/17/2023)
RR
Kentucky(7/17/2023)
RR
Louisiana(7/17/2023)
RR
Maine(5/4/2021)
RR
Maryland(7/17/2023)
RR
Massachusetts(5/4/2021)
RR
Michigan(7/17/2023)
RR
Minnesota(7/17/2023)
RR
Mississippi(7/17/2023)
RR
Missouri(7/17/2023)
RR
Montana(7/17/2023)
RR
Nebraska(7/17/2023)
RR
Nevada(7/17/2023)
RR
New Hampshire(5/4/2021)
RR
New Jersey(7/17/2023)
RR
New Mexico(7/17/2023)
RR
New York(5/4/2021)
RR
North Carolina(7/17/2023)
RR
North Dakota(7/17/2023)
RR
Ohio(7/17/2023)
RR
Oklahoma(7/17/2023)
RR
Oregon(7/17/2023)
RR
Pennsylvania(7/17/2023)
RR
Puerto Rico(7/17/2023)
RR
Rhode Island(5/4/2021)
RR
South Carolina(7/17/2023)
RR
South Dakota(7/17/2023)
RR
Tennessee(7/17/2023)
RR
Texas(7/17/2023)
RR
Utah(7/17/2023)
RR
Vermont(5/4/2021)
RR
Virgin Islands(7/17/2023)
RR
Virginia(7/17/2023)
RR
Washington(7/17/2023)
RR
West Virginia(7/17/2023)
RR
Wisconsin(7/17/2023)
RR
Wyoming(7/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SC
STARWOOD CAPITAL, L.L.C.
591 CAPITAL SECURITIES, L.L.C. | STARWOOD CAPITAL, L.L.C.
CRD#: 146057 / SEC#: , 8-67788
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
591 West Putnam Avenue, Greenwich, CT 06830
Mailing Address
591 West Putnam Avenue, Greenwich, CT 06830
Phone number
(203) 422-7775
Established
Delaware since 08/02/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
