LM
Lucy E. Matsumoto
ENCOMPASS MORE ASSET MANAGEMENT LLC
AGUA DULCE, CA
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CRD#: 6782562
LM
Professional summary
Lucy Elizabeth Matsumoto, who also goes by Lucy Elizabeth Hug, Lucy Elizabeth Stovall, is a registered financial advisor currently at ENCOMPASS MORE ASSET MANAGEMENT LLC located in Agua Dulce, California and ENCOMPASS MORE INVESTMENTS, LLC located in Burbank, California.
Lucy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Lucy has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lucy Elizabeth Hug | Lucy Elizabeth Stovall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Encompass More Asset Management, LLC; Investment-related; 390 Diablo Rd, Suite 100, Danville, CA 94526; Registered Investment Advisor; Registered Advisor Rep; Start: 08/2024; 20 hrs./wk. devoted; 20 hrs./wk. during trading hrs.; Assist clients with investment needs, financial planning, and retirement planning. 2. Lucy Matsumoto & Associates Inc. DBA LMAsure; Not-Investment related; 33749 Agua Dulce Cayon Rd. Agua Dulce, CA 91390; pass through entity for commissions from Encompass More and from my Life business through AgencyFi. I also run my rental income through this entity; Owner; Start: 07/12/2022; 0 hrs./wk. devoted; 0 hrs./wk. during trading hours. 3. AgencyFi LLC; Not-investment related; 294 S Main St Ste 600, Alpharetta, GA 30009; fixed life and annuity products; Agent; Start: 04/01/2024; 20 hrs./wk. devoted; 20 hrs./wk. during trading hrs.; determine suitability and research, present fixed financial products and complete applications. AgencyFi is where I have my life and fixed business licenses hung. 4. Rental Property; Not-investment related; 33749 Agua Dulce Cayon Rd. Agua Dulce, CA 91390; rental property; Owner: Start 2018; 0/hrs./wk. devoted; 0 hrs./wk. during trading hrs.; converted barn ADU, which is rented for $1900 per month. 5. Kaiser Permamente; Not-investment related; 1 Kaiser Plaza, Oakland CA 94412; health provider; Agent; Start: 2015; 0 hrs./wk./ devoted; 0 hrs./wk. during trading hrs.; have 1 group health insurance account with Kaiser that I still receive trails on. I do not offer health insurance as part of my practice. I have no duties. I only receive trails on 1 existing account.
CRS (Client Relationship Summary) - RIA
Click below to view Lucy Elizabeth Matsumoto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 2024 - Present
ENCOMPASS MORE ASSET MANAGEMENT LLC
RIA
CRD#: 322382
AGUA DULCE, CA
Current
June 20, 2024 - Present
ENCOMPASS MORE INVESTMENTS, LLC
Office #1: 3900 W. Alameda Ave. Suite 1429, Burbank, CA 91505BD
CRD#: 318438
Burbank, CA
Past
February 16, 2018 - June 13, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
Valencia, CA
Past
August 2, 2017 - June 13, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
Valencia, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EM
ENCOMPASS MORE ASSET MANAGEMENT LLC
AJM FINANCIAL | TDC FINANCIAL | SKYLINE FINANCIAL PARTNERS | RIVERS WEALTH MANAGEMENT - FL | GOVERNMENT AND CIVIL EMPLOYEE SERVICES (GCES) | ENCOMPASS MORE ASSET MANAGEMENT LLC | DUCHARME WEALTH MANAGEMENT | BOYCE WEALTH MANAGEMENT | ALTO FINANCIAL GROUP
CRD#: 322382 / SEC#: 801-126102
RIA
Registered Investment Advisory firm - (7/14/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(6/18/2024)
RR
California(6/20/2024)
RR
Georgia(6/20/2024)
RR
Illinois(7/31/2025)
RR
Louisiana(6/30/2025)
RR
Nevada(6/20/2024)
RR
Texas(9/25/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EM
ENCOMPASS MORE ASSET MANAGEMENT LLC
AJM FINANCIAL | TDC FINANCIAL | SKYLINE FINANCIAL PARTNERS | RIVERS WEALTH MANAGEMENT - FL | GOVERNMENT AND CIVIL EMPLOYEE SERVICES (GCES) | ENCOMPASS MORE ASSET MANAGEMENT LLC | DUCHARME WEALTH MANAGEMENT | BOYCE WEALTH MANAGEMENT | ALTO FINANCIAL GROUP
CRD#: 322382 / SEC#: 801-126102
RIA
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Contact information
Main Address
390 Diablo Rd Suite 100, Danville, CA 94526
Mailing Address
Phone number
(925) 272-8850
Established
Firm type
Fiscal year end
# of Employees
92
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,025 |
| AUM (Assets Under Management) | $ 581,910,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
