Nhan T. Dang
STRATEGIC ADVISERS LLC | Financial Consultant
SAN JOSE, CA
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CRD#: 6782323
Professional summary
Nhan Thanh Dang, who also goes by Nhan Thanh Dang, Nhan T Dang, Nhan Dang, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in San Jose, California and FIDELITY BROKERAGE SERVICES LLC located in Los Gatos, California.
Nhan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Nhan has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Biography
My team believes in empowering our clients to make their own financial decisions by providing the benefit of our experience and expertise. All members of my team are committed to serving our clients as unique partners, using individual solutions, and thoughtful strategies. Above all else, we value the relationship and trust that we build with each client.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nhan Thanh Dang | Nhan T Dang | Nhan Dang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nhan Thanh Dang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of California, Santa Cruz
Bachelor of Science (BS) - Information System Management
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 434 N Santa Cruz Ave, Los Gatos, CA 95030-5321RIA
CRD#: 104555
SAN JOSE, CA
Current
June 3, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 434 N Santa Cruz Ave, Los Gatos, CA 95030-5321BD
CRD#: 7784
Los Gatos, CA
Past
June 29, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LOS GATOS, CA
Past
January 24, 2020 - May 18, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MOUNTAIN VIEW, CA
Past
January 24, 2020 - May 18, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MOUNTAIN VIEW, CA
Past
April 20, 2019 - February 3, 2020
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Los Altos, CA
Past
January 23, 2019 - February 3, 2020
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Los Altos, CA
Past
May 5, 2017 - January 8, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MOUNTAIN VIEW, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/12/2021)
RR
Arizona(9/22/2020)
RR
California(6/3/2020)
IAR
California(3/31/2025)
RR
Colorado(2/12/2021)
RR
Connecticut(2/12/2021)
RR
Delaware(2/12/2021)
RR
District of Columbia(2/12/2021)
RR
Florida(2/12/2021)
RR
Georgia(2/12/2021)
RR
Hawaii(2/12/2021)
RR
Idaho(2/12/2021)
RR
Illinois(2/12/2021)
RR
Indiana(2/12/2021)
RR
Kansas(3/4/2022)
RR
Louisiana(2/12/2021)
RR
Maryland(2/12/2021)
RR
Massachusetts(2/12/2021)
RR
Michigan(2/12/2021)
RR
Minnesota(2/12/2021)
RR
Montana(2/12/2021)
RR
Nevada(9/22/2020)
RR
New Hampshire(2/12/2021)
RR
New Jersey(2/12/2021)
RR
New Mexico(2/12/2021)
RR
New York(2/12/2021)
RR
North Carolina(2/12/2021)
RR
Ohio(2/15/2021)
RR
Oregon(9/22/2020)
RR
Pennsylvania(2/12/2021)
RR
Puerto Rico(2/12/2021)
RR
Rhode Island(2/12/2021)
RR
South Carolina(7/8/2022)
RR
Tennessee(2/12/2021)
RR
Texas(9/22/2020)
IAR
Texas(3/31/2025)
RR
Utah(2/12/2021)
RR
Vermont(2/12/2021)
RR
Virgin Islands(2/12/2021)
RR
Virginia(2/12/2021)
RR
Washington(2/12/2021)
RR
Wisconsin(2/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/18/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555San Jose, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
