August A. Ferretti
Professional summary
August Anthony Ferretti, who also goes by August A Ferretti, August Ferretti, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Bridgewater, New Jersey and BANKERS LIFE SECURITIES, INC. located in Bridgewater, New Jersey.
August is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. August has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view August Anthony Ferretti's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2018 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 440 Route 22 East Suite 160, Bridgewater, NJ 08807April 21, 2017 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 440 Route 22 East Suite 160, Bridgewater, NJ 08807Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2024)
(10/17/2024)
(5/11/2017)
(9/25/2018)
(11/19/2022)
Exams
Series 7TO
Date: 10/20/2018
General Securities Representative ExaminationFINRA
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
