Giuseppe Zolfo
Professional summary
Giuseppe Zolfo, who also goes by Joseph Zolfo, is a registered financial professional currently at PERSHING LLC located in Los Angeles, California and PERSHING ADVISOR SOLUTIONS LLC located in Los Angeles, California.
Giuseppe is registered as a RR (Registered Representative) and started their career in finance in 2017. Giuseppe has worked at 2 firms and has passed the SIE and Series 99 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Giuseppe Zolfo's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2017 - Present
PERSHING LLC
Office #1: 333 South Hope Street, Los Angeles, CA 90071August 5, 2026 - Present
PERSHING ADVISOR SOLUTIONS LLC
Office #1: 333 South Hope Street, Los Angeles, CA 90071State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
PERSHING ADVISOR SOLUTIONS LLC
CRD#: 36671 / SEC#: , 8-47425
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAS HOLDINGS LLC | HOLDING COMPANY | |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| HARRISON, BENJAMIN WARD | BOARD MEMBER, HEAD OF THE BUSINESS | 3121159 |
| KEARNEY, JAMES FRANCIS III | CHIEF RISK OFFICER (CRO) | 6388373 |
| LOFLING, JASON ROBERT | BOARD MEMBER | 5177277 |
| MUTTERER, FRANK PAUL | CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 2088419 |
| WEISS, NINA KATE | CHIEF COMPLIANCE OFFICER (CCO), BOARD MEMBER | 2642331 |
Disclosures
| Regulatory Event | 17 |
Red Flags
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