David C. Carlson
Professional summary
David Courtland Carlson is a registered financial professional currently at TICKRS CLEARING located in Irvine, California.
David is registered as a RR (Registered Representative) and started their career in finance in 2018. David has worked at 2 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Courtland Carlson's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2021 - Present
TICKRS CLEARING
Office #1: 100 Spectrum Center Drive, Suite 750, Irvine, CA 92618May 30, 2018 - March 16, 2021
VELOX CLEARING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2024)
(1/25/2022)
(8/14/2024)
(9/19/2024)
(7/24/2024)
(9/3/2024)
(9/22/2022)
(10/9/2024)
(8/12/2024)
(9/12/2024)
(8/7/2024)
(10/17/2025)
(6/26/2024)
(9/20/2024)
(5/29/2022)
(1/28/2022)
(10/24/2024)
(10/25/2024)
Exams
Series 57TO
Date: 7/20/2022
Securities Trader ExamSeries 79TO
Date: 7/22/2021
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
TICKRS CLEARING
CRD#: 312531 / SEC#: , 8-70658
Contact information
FINRA licenses (16 States and Territories)
Direct owners and executive officers
Red Flags
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