Shefali K. Eisenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shefali Kosha Shah Eisenberg, who also goes by Kosha Shah, Shefali Kosha Shah, Shefali Shah, was a registered financial professional .
Shefali is a previously registered financial professional and started their career in finance in 2017. Shefali had worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2022 - December 18, 2023
PENDULUM SECURITIES, LLC
August 1, 2017 - July 16, 2021
AGM SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/15/2022
Investment Banking Registered Representative ExaminationCurrent Firm
PENDULUM SECURITIES, LLC
CRD#: 312642 / SEC#: , 8-70705
Contact information
FINRA licenses (36 States and Territories)
Red Flags
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