IQ
Irving G. Quant
CETERA INVESTMENT ADVISERS LLC
LUBBOCK, TX 79413
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CRD#: 6779184
IQ
Professional summary
Irving G Quant, who also goes by Irving Gustavo Quant, Irving Quant, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lubbock, Texas and CETERA WEALTH SERVICES, LLC located in Lubbock, Texas.
Irving is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Irving has worked at 8 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Irving Gustavo Quant | Irving Quant
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) VANISHING INC. POSITION: Artist NATURE: I receive royalties from videos of magic tricks I created. These payments come as videos are purchased and downloaded on their website.https://www.vanishingincmagic.com/Vanishing Inc is the largest magic store in the world. ? INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 11355 Folsom Blvd Unit K, Rancho Cordova CA 95742, United States DESCRIPTION: No responsibilities, as I only provided content to be recorded and sold. As I no longer provide content, I just receive royalties from videos of magic tricks that I created. 2) IQ CAPITAL ADVISORS, LLC POSITION: Owner NATURE: IQ Capital Advisors, LLC will be the entity through which I will offer financial services from. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 130 START DATE: 11/15/2023 ADDRESS: 4803 71st St, Lubbock TX 79424, United States DESCRIPTION: IQ Capital Advisors, LLC will be the entity through which I will offer financial services from. Everything that I will do related to financial services will go through this entity, including planning, advisory, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Irving G Quant's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3304 64th St, Lubbock, TX 79413RIA
CRD#: 105644
LUBBOCK, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Lubbock, TX
Past
August 23, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Lubbock, TX
Past
August 23, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Lubbock, TX
Past
August 18, 2021 - August 28, 2023
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
ODESSA, TX
Past
August 16, 2021 - August 28, 2023
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
ODESSA, TX
Past
February 3, 2020 - August 17, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
Lubbock, TX
Past
January 31, 2020 - August 16, 2021
BBVA SECURITIES INC.
BD
CRD#: 27060
LUBBOCK, TX
Past
November 16, 2019 - December 16, 2019
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
FORT WORTH, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Montana(9/5/2025)
RR
New Mexico(9/5/2025)
RR
Oklahoma(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/15/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
