Joseph J. Arrieta

FRANKLIN DISTRIBUTORS

NEW YORK, NY 10010

CRD#: 6778786

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Professional summary

Joseph Joel Arrieta, who also goes by Joe Arrieta, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2020. Joseph has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joe Arrieta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Joel Arrieta's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2026 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: One Madison Avenue, New York, NY 10010

CRD#: 109064

NEW YORK, NY

Past

August 4, 2023 - January 26, 2026

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

NEW YORK, NY

Past

December 22, 2022 - January 26, 2026

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

NEW YORK, NY

Past

February 16, 2021 - January 3, 2023

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

November 9, 2020 - February 10, 2021

SCHRODER FUND ADVISORS LLC

CRD#: 24129

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/17/2026)

California
(4/17/2026)

Colorado
(4/17/2026)

Connecticut
(4/17/2026)

District of Columbia
(4/17/2026)

Florida
(4/17/2026)

Illinois
(4/17/2026)

Maryland
(4/17/2026)

Massachusetts
(4/17/2026)

Missouri
(4/17/2026)

Nevada
(4/17/2026)

New Jersey
(4/17/2026)

New Mexico
(4/17/2026)

New York
(4/17/2026)

Oklahoma
(4/17/2026)

Oregon
(4/17/2026)

Pennsylvania
(4/17/2026)

Rhode Island
(4/17/2026)

Texas
(4/17/2026)

Utah
(4/17/2026)

Virginia
(4/17/2026)

Washington
(4/17/2026)

Wisconsin
(4/17/2026)

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/22/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/9/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/14/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

One Franklin Parkway, San Mateo, CA 94403

Mailing Address

1201 Wills Street, Baltimore, MD 21231

Phone number

(800) 632-2350

Established

Delaware since 12/01/2000

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TEMPLETON WORLDWIDE, INC.	SHAREHOLDER
CIEPRISZ, KENNETH DAVID	CHIEF COMPLIANCE OFFICER	2303713
GAMBA, DANIEL ERNESTO	CHIEF EXECUTIVE OFFICER	4594704
MASOM, JEFFREY SCOTT	PRESIDENT-DIRECTOR	2870966
PATERSON, DAVID	CHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL	7001546

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph J. Arrieta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Joel Arrieta's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA INVESTMENT MANAGEMENT CO. LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

SCHRODER FUND ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/2023

Series 63

Date: 2/22/2021

Series 7TO

Date: 11/9/2020

SIE

Date: 11/14/2019

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FRANKLIN DISTRIBUTORS, LLC

TRUST BUT VERIFY

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