Christopher R. Buckley

BLACK DIAMOND WEALTH MANAGEMENT

Malvern, PA

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CRD#: 6778249

Professional summary

Christopher Robert Buckley is a registered financial advisor currently at BLACK DIAMOND WEALTH MANAGEMENT, LLC located in Malvern, Pennsylvania.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Christopher has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed PA Insurance Agent; Non-investment related; 55 Ruthhland Avenue, Malvern PA 19355; Insurance Sales; Insurance Agent; 04/2019; 0 hrs per month; 0 hrs per month during trading; recommend and sell insurance products for a commission.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Buckley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2020 - Present

BLACK DIAMOND WEALTH MANAGEMENT, LLC

RIA

CRD#: 311051

Malvern, PA

Past

June 22, 2018 - November 5, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Blue Bell, PA

Past

June 22, 2018 - November 5, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Blue Bell, PA

Past

May 19, 2017 - June 25, 2018

MORGAN STANLEY

RIA

CRD#: 149777

BLUE BELL, PA

Past

May 10, 2017 - June 25, 2018

MORGAN STANLEY

CRD#: 149777

BLUE BELL, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(6/21/2022)

IAR

Pennsylvania
(10/30/2020)

IAR

Texas
(6/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/19/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/2017

General Securities Representative Examination

Current Firm

BLACK DIAMOND WEALTH MANAGEMENT, LLC

BLACK DIAMOND WEALTH MANAGEMENT | BLACK DIAMOND WEALTH MANAGEMENT, LLC

CRD#: 311051 / SEC#: 801-119714

RIA

Registered Investment Advisory firm - (5/19/2021 Terminated)

Delaware

Registered Investment Advisory firm - (6/14/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/6/2021 Approved)

Texas

Registered Investment Advisory firm - (6/21/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Malvern, PA

Mailing Address

Phone number

(610) 795-1007

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 20,820,190

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher R. Buckley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Buckley's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACK DIAMOND WEALTH MANAGEMENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 5/19/2017

SIE

Date: 10/1/2018

Series 7

Date: 5/10/2017

Current Firm

BLACK DIAMOND WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLACK DIAMOND WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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