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AN

Andrew S. Nemetz

CETERA INVESTMENT ADVISERS
INDIANAPOLIS, IN 46227
CRD#: 6777960
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AN
Andrew Scott NemetzCETERA INVESTMENT ADVISERS

Professional summary

Andrew Scott Nemetz, who also goes by Andrew S Nemetz, Andrew Nemetz, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Indianapolis, Indiana and CETERA WEALTH SERVICES, LLC located in Indianapolis, Indiana.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Andrew has worked at 8 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andrew S Nemetz | Andrew Nemetz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Scott Nemetz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 130 East Epler Avenue Suite A, Indianapolis, IN 46227
RIA
CRD#: 105644
INDIANAPOLIS, IN
Current

February 17, 2026 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 130 East Epler Avenue Suite A, Indianapolis, IN 46227-1987
BD
CRD#: 13572
INDIANAPOLIS, IN
Past

November 22, 2023 - May 9, 2024

NYLIFE SECURITIES LLC

BD
CRD#: 5167
GRAND RAPIDS, MI
Past

September 14, 2023 - October 12, 2023

STATE FARM INVESTMENT MANAGEMENT CORP.

RIA
CRD#: 3487
Grandville, MI
Past

August 16, 2023 - October 12, 2023

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
Grandville, MI
Past

December 14, 2022 - March 28, 2023

FISHER INVESTMENTS

RIA
CRD#: 107342
PLANO, TX
Past

February 23, 2021 - August 5, 2022

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Denver, CO
Past

July 3, 2019 - January 8, 2021

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Indianapolis, IN
Past

September 7, 2017 - January 8, 2021

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Indianapolis, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(2/17/2026)
IAR
Indiana
(3/2/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/27/2026
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/3/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 8/16/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/7/2017
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 11/27/2019
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Indianapolis, IN 46227

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