JH
John F. Hodgkins
SPC
Crystal River, FL 34429
Some features on this profile are disabled
CRD#: 6775471
JH
Professional summary
John Francis Christopher Hodgkins II, AIF®, who also goes by John F Hodgkins II, John F Hodgkins, is a registered financial advisor currently at SPC located in Crystal River, Florida and PARKLAND SECURITIES, LLC located in Crystal River, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. John has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John F Hodgkins Ii | John F Hodgkins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Various insurance sales through various insurance carriers. 2. DBA - Hagar Investments LLC - provides financial services. Start date: 5/4/20, approx. 40 hrs/mo. INV REL: Y 3. The Hagar Group, VP / Agent - Sale of term life insurance and fixed annuities. Start date: 5/4/20, approx. 20 hrs/mo. 4. Board member - YMCA Advisory Council, Lecanto, FL. Helps ensure YMCA chapter is meeting community needs. Start date: 1/2/23, approx. 2 hrs/mo, all during mkt hrs for a 3 year term. INV REL: N 5. Board member - Crystal River Area Council of the Citrus County Chamber of Commerce, Crystal River, FL. Meet to discuss local development and growth management in Crystal River, FL. Start date: 1/2/23, approx. 2 hrs/mo, all during mkt hrs for a 2 year term. INV REL: N 6. Board member - Fellowship of Christian Athletes of Citrus County, FL. General board member with duties to assist area director with events that promote FCA. Start date: 1/2/25 for 4 year term. Approx. 2 hrs/mo, none during mkt hrs. INV REL: N
CRS (Client Relationship Summary) - RIA
Click below to view John Francis Christopher Hodgkins II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 21, 2020 - Present
SPC
Office #1: 2121 Se Hwy 19, Crystal River, FL 34429RIA
CRD#: 110692
Crystal River, FL
Current
May 4, 2020 - Present
PARKLAND SECURITIES, LLC
Office #1: 2121 S.e. Hwy 19, Crystal River, FL 34429BD
CRD#: 115368
Crystal River, FL
Past
October 6, 2017 - May 7, 2020
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
CRYSTAL RIVER, FL
Past
June 9, 2017 - May 7, 2020
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
CRYSTAL RIVER, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/4/2020)
IAR
Florida(5/21/2020)
RR
Georgia(5/4/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/24/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
