Bradley M. Rouse

NEWEDGE SECURITIES

Dallas, TX 75225

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CRD#: 6774713

Professional summary

Bradley Michael Rouse, who also goes by Bradley Rouse, is a registered financial professional currently at NEWEDGE SECURITIES, LLC located in Dallas, Texas.

Bradley is registered as a RR (Registered Representative) and started their career in finance in 2017. Bradley has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bradley Rouse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bradley Michael Rouse's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2024 - Present

NEWEDGE SECURITIES, LLC

Office #1: 8201 Preston Road Suite 400, Dallas, TX 75225

CRD#: 10674

Dallas, TX

Past

November 3, 2023 - September 20, 2024

OSAIC WEALTH, INC.

CRD#: 23131

DALLAS, TX

Past

September 15, 2023 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

DALLAS, TX

Past

January 3, 2022 - October 13, 2023

INVESTMENT DISTRIBUTORS, INC.

CRD#: 35490

Covington, KY

Past

May 4, 2017 - January 3, 2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

COVINGTON, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(9/18/2024)

Exams

State Security Law Exam

Series 63

Date: 8/2/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/9/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/4/2017

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

NEWEDGE SECURITIES, LLC

CRD#: 10674 / SEC#: , 8-27663

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368

Mailing Address

1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368

Phone number

(412) 391-7077

Established

Pennsylvania since 12/14/1981

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NEWEDGE CAPITAL GROUP, LLC	SHAREHOLDER
BANCO, JOSEPH FRANKLIN JR	PRINCIPAL FINANCIAL OFFICER AND CFO	2850198
CHAFFEE, HAROLD GERARD	CHIEF COMPLIANCE OFFICER	2905661
FONG, SARAH F	VICE PRESIDENT	2937709
JENKINS, WILLIAM HENRY	MANAGING DIRECTOR - SUPERVISION	3004337
SCHNIER, DAVID JASON	GENERAL COUNSEL AND SECRETARY	5110928
SESLER, JEAN ANN	PRINCIPAL OPERATIONS OFFICER	1809578
SMITH, KYLE PETER	PRESIDENT	2142563

Disclosures

Regulatory Event	9
Civil Event	2
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley M. Rouse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bradley Michael Rouse's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

INVESTMENT DISTRIBUTORS, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/2/2017

Series 7TO

Date: 3/9/2020

SIE

Date: 10/1/2018

Series 6

Date: 5/4/2017

FINRA

Nasdaq Stock Market

Current Firm

NEWEDGE SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NEWEDGE SECURITIES, LLC

TRUST BUT VERIFY

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