Scott P. Lieb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Pinckney Lieb, who also goes by Scott Pinckney Lieb, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2018. Scott had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2024 - April 23, 2025
LION STREET ADVISORS, LLC
August 20, 2024 - April 23, 2025
LION STREET FINANCIAL, LLC
June 5, 2024 - August 1, 2024
J.P. MORGAN SECURITIES LLC
September 29, 2023 - August 1, 2024
J.P. MORGAN SECURITIES LLC
April 27, 2019 - August 5, 2024
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
September 27, 2018 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
LION STREET ADVISORS, LLC
CRD#: 167610 / SEC#: 801-107414
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 7,668 |
| AUM (Assets Under Management) | $ 3,177,363,713 |
Red Flags
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