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Adam Vandenboogaard

NEW YORK, NY
·CRD# 6771166·9 years experience

Professional Summary

Adam Vandenboogaard, who also goes by Adam Christopher Vandenboogaard, was a registered financial advisor. Adam was registered as a RR (Registered Representative) and started their career in finance in 2017. Adam had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Adam Christopher Vandenboogaard

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

Unknown Firm·
1. 1250 Broadway Suite 2602, New York, NY 100012. 1250 Broadway Suite 2602, New York, NY 10001
August 7, 2026 - Present
BOFA SECURITIES, INC.·CRD# 283942
BD
New York, NY
May 10, 2019 - April 18, 2022
MERRILL LYNCH PROFESSIONAL CLEARING CORP.·CRD# 16139
BD
New York, NY
August 30, 2017 - April 18, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
August 14, 2017 - May 10, 2019

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(9/22/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2026About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2017About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2026About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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