Jay D. Rolfe

FORTRESS WEALTH PLANNING

PONTE VEDRA BEACH, FL 32082

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CRD#: 6769861

Professional summary

Jay Duncan Rolfe is a registered financial advisor currently at FORTRESS WEALTH PLANNING located in Ponte Vedra Beach, Florida.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jay has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Duncan Rolfe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2021 - Present

FORTRESS WEALTH PLANNING

Office #1: 814 Highway A1a N, Ste 202, Ponte Vedra Beach, FL 32082

RIA

CRD#: 307618

PONTE VEDRA BEACH, FL

Past

April 27, 2017 - June 30, 2021

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Ponte Vedra Beach, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTRESS WEALTH PLANNING

FORTRESS WEALTH PLANNING | FORTRESS WEALTH PLANNING, LLC

CRD#: 307618 / SEC#: 801-120349

RIA

Registered Investment Advisory firm - (2/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/18/2017

Uniform Investment Adviser Law Examination

Current Firm

FORTRESS WEALTH PLANNING

FORTRESS WEALTH PLANNING | FORTRESS WEALTH PLANNING, LLC

CRD#: 307618 / SEC#: 801-120349

RIA

Registered Investment Advisory firm - (2/18/2021 Approved)

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Contact information

Main Address

814 Highway A1a N, Ste 202, Ponte Vedra Beach, FL 32082

Mailing Address

Phone number

(904) 301-4545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FWP WRAP FEE BROCHURE (3/26/2025)

FWP ADV PART 2A AND 2B (3/26/2025)

Regulatory assets under management

Total Number of Accounts	617
AUM (Assets Under Management)	$ 615,681,673

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/29/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jay D. Rolfe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Duncan Rolfe's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTRESS WEALTH PLANNING

HIGHTOWER ADVISORS, LLC

Primary Firm SEC Registration

FORTRESS WEALTH PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 4/18/2017

Current Firm

FORTRESS WEALTH PLANNING

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORTRESS WEALTH PLANNING

TRUST BUT VERIFY

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