ZK
Zachary A. Klos
EMPOWER ADVISORY GROUP
Centennial, CO
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CRD#: 6769011
ZK
Professional summary
Zachary Aaron Klos, who also goes by Zach Klos, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Centennial, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Hartford, Connecticut.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Zachary has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zach Klos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DINOSAUR SAFARIS, INC.| START DATE 03.01.2008| BASIN, WY| I AM A 4% OWNER IN THIS COMPANY. WE SELL DINOSAUR BONES TO MUSEUMS FOR LESS THAN 20 HOURS PER MONTH NON DURING TRADING HOURS. 2) Juvenile Apatosaurus LLC / Member. 10% owner of this LLC. Dinosaur bone inventory company. 3) Ledge Ends LLC / Owner. Reselling physical items bought at auction and third party marketplaces. I source items to sell at a premium off auction sites and local businesses. 10 hours per month; 0 during normal business hours. 3) Denver Chamber of Commerce / Economic Development Corporation Executive Committee Member. Primary contact for Empower. Attend meetings and networking events.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Aaron Klos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2019 - Present
EMPOWER ADVISORY GROUP, LLC
Office #2: 8515 East Orchard Rd 4t2, Greenwood Village, CO 80111RIA
CRD#: 112058
Centennial, CO
Current
October 31, 2019 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 280 Trumbull Street, Hartford, CT 06103BD
CRD#: 13109
Hartford, CT
Past
June 14, 2017 - October 11, 2019
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Lone Tree, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/1/2024)
RR
California(11/1/2024)
IAR
Colorado(11/29/2019)
RR
Colorado(7/23/2024)
RR
Idaho(11/1/2024)
RR
Indiana(6/16/2025)
RR
Montana(6/16/2025)
RR
Nebraska(6/16/2025)
RR
Nevada(6/16/2025)
RR
North Dakota(6/16/2025)
RR
Texas(6/16/2025)
RR
Utah(6/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
