AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CS

Catherine Strickland

TRUIST SECURITIES
DALLAS, TX 75201
Some features on this profile are disabled
CRD#: 6767093
CS

Professional summary

Catherine Strickland, who also goes by Catherine Johnston, is a registered financial professional currently at TRUIST SECURITIES, INC. located in Dallas, Texas.

Catherine is registered as a RR (Registered Representative) and started their career in finance in 2017. Catherine has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Catherine Johnston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Catherine Strickland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2017 - Present

TRUIST SECURITIES, INC.

Office #1: 100 Crescent Ct Fl 10, Ste 1000, Dallas, TX 75201
BD
CRD#: 6271
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/22/2019)
RR
Alaska
(3/22/2019)
RR
Arizona
(3/22/2019)
RR
Arkansas
(3/22/2019)
RR
California
(3/22/2019)
RR
Colorado
(3/22/2019)
RR
Connecticut
(3/22/2019)
RR
Delaware
(3/22/2019)
RR
District of Columbia
(3/22/2019)
RR
Florida
(3/22/2019)
RR
Georgia
(6/8/2017)
RR
Hawaii
(3/22/2019)
RR
Idaho
(3/22/2019)
RR
Illinois
(3/22/2019)
RR
Indiana
(3/22/2019)
RR
Iowa
(3/22/2019)
RR
Kansas
(3/22/2019)
RR
Kentucky
(3/22/2019)
RR
Louisiana
(3/22/2019)
RR
Maine
(3/22/2019)
RR
Maryland
(3/22/2019)
RR
Massachusetts
(3/22/2019)
RR
Michigan
(3/22/2019)
RR
Minnesota
(3/22/2019)
RR
Mississippi
(3/22/2019)
RR
Missouri
(3/22/2019)
RR
Montana
(3/22/2019)
RR
Nebraska
(3/22/2019)
RR
Nevada
(3/22/2019)
RR
New Hampshire
(3/22/2019)
RR
New Jersey
(3/22/2019)
RR
New Mexico
(3/22/2019)
RR
New York
(3/22/2019)
RR
North Carolina
(3/22/2019)
RR
North Dakota
(3/22/2019)
RR
Ohio
(3/22/2019)
RR
Oklahoma
(3/22/2019)
RR
Oregon
(3/22/2019)
RR
Pennsylvania
(3/22/2019)
RR
Puerto Rico
(3/22/2019)
RR
Rhode Island
(3/22/2019)
RR
South Carolina
(3/22/2019)
RR
South Dakota
(3/22/2019)
RR
Tennessee
(3/22/2019)
RR
Texas
(3/22/2019)
RR
Utah
(3/22/2019)
RR
Vermont
(3/22/2019)
RR
Virginia
(3/22/2019)
RR
Washington
(3/22/2019)
RR
West Virginia
(3/22/2019)
RR
Wisconsin
(3/22/2019)
RR
Wyoming
(3/22/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 5/22/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 6/8/2017
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TRUIST SECURITIES, INC.
ALEXANDER KEY INVESTMENTS | TRUIST SECURITIES, INC. | SUNTRUST ROBINSON HUMPHREY, INC. | SUNTRUST ROBINSON HUMPHREY | SUNTRUST EQUITABLE SECURITIES CORPORATION | SUNTRUST EQUITABLE SECURITIES | SUNTRUST CAPITAL MARKETS, INC. | SUNTRUST CAPITAL MANAGEMENT, INC. | EQUITABLE SECURITIES CORPORATION

CRD#: 6271 / SEC#: , 8-17212

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
740 Battery Ave, Atlanta, GA 30339
Mailing Address
740 Battery Ave, Atlanta, GA 30339
Phone number
(404) 926-5600
Established
Tennessee since 07/01/1972
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TRUIST FINANCIAL CORPORATIONPARENT COMPANY
COLEMAN, SHELLEY BRENNANAML OFFICER3163295
FARRELL, KATHLEEN ANNEBOARD MEMBER4038178
HACKETT, THOMAS PATRICKCHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER2878035
HUFFSTETLER, MARKBOARD MEMBER AND CHIEF CREDIT OFFICER2830214
HUMPHREYS, ADAMSECRETARY AND CHIEF LEGAL OFFICER7866934
JESSANI, KERRYBOARD MEMBER5048754
MILLIGAN, JOHNPRINCIPAL OPERATIONS OFFICER3206391
MORRIS, DONALD ROSS JRCHIEF FINANCIAL OFFICER3231801
PAPPAS, ALBERT GEORGECHIEF COMPLIANCE OFFICER1875535

Disclosures

Regulatory Event22
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUIST SECURITIES, INC.

CRD#: 6271Dallas, TX 75201

TRUST BUT VERIFY

Monitor Catherine Strickland

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

David Antonio Alvarez
David AlvarezAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Grapevine, TX
Kenneth Bernard Hopkins
Kenneth HopkinsAdvisorCheck Check Mark
ORION WEALTH MANAGEMENT LLC
IAR
RR
RICHARDSON, TX
JM
Jonathan MeaneyAdvisorCheck Check Mark
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
IAR
RR
DALLAS, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.