Joseph Reid
CETERA INVESTMENT ADVISERS LLC
TOPEKA, KS 66604
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CRD#: 6764887
Professional summary
Joseph Reid, who also goes by Joseph D Reid, Joseph Daniel Reid, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Topeka, Kansas and CETERA WEALTH SERVICES, LLC located in Topeka, Kansas.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Joseph has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph D Reid | Joseph Daniel Reid
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)LINK WEALTH STRATEGIES POSITION: Wealth Advisor NATURE: retirement planning, financial planning, investment planning, tax planning and estate planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 07/22/2024 ADDRESS: 5869 SW 29th St., Topeka KS 66614, United States DESCRIPTION: meet with clients, review financial plans, review portfolio performance, prospect for new clients. 2)UNITED WAY OF KAW VALLEY POSITION: Resource Development Committee member NATURE: Local affiliate of the United Way. Resource development committee oversees fund raising efforts for the local chapter of united way. The United Way partner with individuals and organizations to facilitate community access to high-quality childcare, high-quality preschool, parenting education and support, physical and mental health care, financial literacy education, job training, and family supports/basic needs in times of instability.? INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2024 ADDRESS: 1527 SW Fairlawn Rd, Topeka KS 66604, United States DESCRIPTION: Committee member of the resource development committee. Provide idea and input on fund raising efforts for local chapter. Regularly attends monthly committee meeting. Occasionally volunteer for community service events. Brainstorm fundraising ideas. Market the benefit of donating to the United Way to my network. 3)GARY STARR POSITION: Manager NATURE: Gary's Berries Fall Festival is a seasonal agritainement venue conducts fall festival on the weekends during September and October every year. Includes corn maze, pumpkin patch, and play grounds. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2008 ADDRESS: 5991 17th St, Grantville KS 66429, United States DESCRIPTION: Manage employees that are assigned to the general labor of the farm. Includes maintenance and grounds logistics. Operate small equipment such as tractors and UTVs.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Reid's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1100 Sw Wanamaker Rd Ste. 102, Topeka, KS 66604RIA
CRD#: 105644
TOPEKA, KS
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5869 Sw 29th Street, Topeka, KS 66614BD
CRD#: 13572
Topeka, KS
Past
July 26, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Topeka, KS
Past
July 26, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Topeka, KS
Past
May 11, 2018 - July 29, 2024
EDWARD JONES
RIA
CRD#: 250
TOPEKA, KS
Past
March 16, 2018 - July 29, 2024
EDWARD JONES
BD
CRD#: 250
TOPEKA, KS
Past
April 3, 2017 - February 2, 2018
FBL MARKETING SERVICES, LLC
BD
CRD#: 5309
TOPEKA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/5/2025)
RR
Georgia(9/5/2025)
RR
Kansas(9/5/2025)
IAR
Kansas(9/5/2025)
RR
Missouri(9/5/2025)
RR
Nebraska(9/5/2025)
RR
Oregon(9/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
