TB
Thomas Binge
CETERA INVESTMENT ADVISERS LLC
PHOENIX, AZ 85016
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CRD#: 6764811
TB
Professional summary
Thomas Binge, who also goes by Thomas D Binge, Tom Binge, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Phoenix, Arizona and CETERA WEALTH SERVICES, LLC located in Phoenix, Arizona.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Thomas has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas D Binge | Tom Binge
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CO-OP INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: , Phoenix AZ , United States DESCRIPTION: Agent/Broker 2) R.F. BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: , St. Louis MO , United States DESCRIPTION: Agent/Broker 3) TEMPE CHAMBER OF COMMERCE - AMBASSADOR COMMITTEE POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 07/01/2020 ADDRESS: 1232 E Broadway Rd, #211, Tempe AZ 85281, United States DESCRIPTION: Meet with new business members of Tempe Chamber of Commerce and communicate the value and resources of the chamber. As board chair I will advise and help other ambassadors effectively reach out to and communicate with new chamber business members. 4) FUTURE FOR KIDS POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 03/18/2020 ADDRESS: 1425 W. Southern Ave, Suite 10A, Tempe AZ 85282, United States DESCRIPTION: 501 (c) 3 Non-profit -Provide mentor driven out-of-school time programs and camps that focus on academics, athletics, and ethics to improve the lives of youth facing adversity. I am joining the associate board of directors to help raise money through donations and fundraisers while also personally volunteering at events and camps. 5) NAME OF OTHER BUSINESS: TEMPE CHAMBER OF COMMERCE; INVESTMENT RELATED: NO; ADDRESS: 1438 W BROADWAY RD #213 TEMPE,AZ 85283; NATURE OF BUSINESS: NON PROFIT; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: CHAIRMAN OF THE BOARD; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENSURE THE FIRM'S DUTIES TO SHAREHOLDERS ARE BEING FULFILLED, ACT AS A LINK BETWEEN THE BOARD AND MANAGEMENT; 6) NAME OF OTHER BUSINESS: EAST VALLEY CHAMBER OF COMMERCE ALLIANCE; INVESTMENT RELATED: NO; ADDRESS: TEMPE, AZ 85284; NATURE OF BUSINESS: BOARD; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: BOARD CHAIR; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: EAST VALLEY CHAMBERS OF COMMERCE ALLIANCES IS A COALITION ADVOCATING FOR POLICIES THAT SUPPORT BUSINESSES AND GROWTH. THE EVCCA PRODUCES AN ANNUAL LEGISLATIVE AGENDA & REPORT CARD TO BE PRESENTED TO STATE LEGISLATORS;
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Binge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3131 E Camelback Road Suite 100, Phoenix, AZ 85016RIA
CRD#: 105644
PHOENIX, AZ
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3131 E Camelback Road Suite 100, Phoenix, AZ 85016BD
CRD#: 13572
Phoenix, AZ
Past
May 14, 2019 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Phoenix, AZ
Past
January 22, 2019 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Phoenix, AZ
Past
July 11, 2017 - December 19, 2018
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
ANN ARBOR, MI
Past
April 19, 2017 - June 14, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SOUTHFIELD, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/10/2023)
IAR
Arizona(8/10/2023)
RR
California(8/10/2023)
RR
Colorado(3/14/2024)
RR
Florida(8/11/2023)
RR
Michigan(8/10/2023)
RR
Missouri(8/16/2023)
RR
Washington(8/10/2023)
RR
Wisconsin(8/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/25/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
