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Nicholas Edwards

CRD# 6764542·Registered 2017 - 2025
Previously Registered: Being a previously registered professional could mean that Nicholas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nicholas Edwards, who also goes by Nicholas Edwards, Nick Edwards, Nicholas Jackson Edwards, was a registered financial advisor. Nicholas was a previously registered financial professional and started their career in finance 2017 - 2025. Nicholas had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nicholas Edwards, Nick Edwards, Nicholas Jackson Edwards

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

TEXAS SECURITIES, INC.·CRD# 120148
BD
Carrollton, TX
August 27, 2024 - January 21, 2025
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Colleyville, TX
October 17, 2023 - February 9, 2024
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
October 17, 2023 - February 9, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Dallas, TX
February 16, 2023 - June 14, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Dallas, TX
February 16, 2023 - June 14, 2023
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Westlake, TX
May 6, 2021 - February 16, 2023
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
May 6, 2021 - February 16, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS·CRD# 288590
RIA
Westlake, TX
October 17, 2018 - November 30, 2020
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Westlake, TX
October 13, 2018 - November 30, 2020
ASPEN CREEK WEALTH MANAGEMENT, LLC·CRD# 160649
RIA
Southlake, TX
March 7, 2018 - May 11, 2018
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Westlake, TX
April 6, 2017 - February 16, 2018

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Current Firm

TS
TEXAS SECURITIES, INC.

TEXAS SECURITIES, INC.

CRD#: 120148 / SEC#: 8-65276
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

4024 Nazarene Suite B, Carrollton, TX 75010

Mailing Address

4024 Nazarene Suite B, Carrollton, TX 75010

Phone Number

(972) 492-0058

Established

Texas since 01/18/2002

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GRISHAM 2016 IRREVOCABLE TRUSTSHAREHOLDER—
BRANT, DAVID ROBERTCFO/FINOP/PFO/POO2718478
CHEATHAM ROBERTS, LAURIE PATRIECECHIEF COMPLIANCE OFFICER2492833
FLEMING, JOHN COLLINPRESIDENT / TRUSTEE OF THE GRISHAM 2016 IRREVOCABLE TRUST5119917

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) RETIRE GUIDES LLC POSITION: Financial Advisor NATURE: Placing trades, finding fixed income products on the open market, opening accounts, onboarding prospects, prospect and client events, Retire Guides LLC provides Avantax Wealth Management services. INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 130 START DATE: 09/18/2023 ADDRESS: 6513 Colleyville Blvd, Suite 100, Colleyville TX 76034, United States DESCRIPTION: Placing trades for clients, finding fixed income products on the open market and also reviewing structured notes terms, opening new accounts, onboarding prospects, prospect and client events, and meeting with wholesalers.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2017About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2017About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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