John Collin Fleming
Professional Summary
John Collin Fleming is a registered financial advisor currently at TEXAS SECURITIES, INC. located in Carrollton, Texas. John is registered as a RR (Registered Representative) and started their career in finance in 2006. John has worked at 1 firm and has passed the Series 63, SIE, Series 22 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
TEXAS SECURITIES, INC.
Contact Information
Main Address
4024 Nazarene Suite B, Carrollton, TX 75010Mailing Address
4024 Nazarene Suite B, Carrollton, TX 75010Phone Number
(972) 492-0058Established
Texas since 01/18/2002Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
ORION WEALTH MANAGEMENT LLC
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed May 2006About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Apr 2022About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Collin Fleming's CRS (Customer Relationship Summary).
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